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RAB: Provable Robustness Against Backdoor Attacks

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 Added by Maurice Weber
 Publication date 2020
and research's language is English




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Recent studies have shown that deep neural networks (DNNs) are highly vulnerable to adversarial attacks, including evasion and backdoor (poisoning) attacks. On the defense side, there have been intensive interests in both empirical and provable robustness against evasion attacks; however, provable robustness against backdoor attacks remains largely unexplored. In this paper, we focus on certifying robustness against backdoor attacks. To this end, we first provide a unified framework for robustness certification and show that it leads to a tight robustness condition for backdoor attacks. We then propose the first robust training process, RAB, to smooth the trained model and certify its robustness against backdoor attacks. Moreover, we evaluate the certified robustness of a family of smoothed models which are trained in a differentially private fashion, and show that they achieve better certified robustness bounds. In addition, we theoretically show that it is possible to train the robust smoothed models efficiently for simple models such as K-nearest neighbor classifiers, and we propose an exact smooth-training algorithm which eliminates the need to sample from a noise distribution. Empirically, we conduct comprehensive experiments for different machine learning (ML) models such as DNNs, differentially private DNNs, and K-NN models on MNIST, CIFAR-10 and ImageNet datasets (focusing on binary classifiers), and provide the first benchmark for certified robustness against backdoor attacks. In addition, we evaluate K-NN models on a spambase tabular dataset to demonstrate the advantages of the proposed exact algorithm. Both the theoretical analysis and the comprehensive benchmark on diverse ML models and datasets shed lights on further robust learning strategies against training time attacks or other general adversarial attacks.



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Training convolutional neural networks (CNNs) with a strict Lipschitz constraint under the l_{2} norm is useful for provable adversarial robustness, interpretable gradients and stable training. While 1-Lipschitz CNNs can be designed by enforcing a 1-Lipschitz constraint on each layer, training such networks requires each layer to have an orthogonal Jacobian matrix (for all inputs) to prevent gradients from vanishing during backpropagation. A layer with this property is said to be Gradient Norm Preserving (GNP). To construct expressive GNP activation functions, we first prove that the Jacobian of any GNP piecewise linear function is only allowed to change via Householder transformations for the function to be continuous. Building on this result, we introduce a class of nonlinear GNP activations with learnable Householder transformations called Householder activations. A householder activation parameterized by the vector $mathbf{v}$ outputs $(mathbf{I} - 2mathbf{v}mathbf{v}^{T})mathbf{z}$ for its input $mathbf{z}$ if $mathbf{v}^{T}mathbf{z} leq 0$; otherwise it outputs $mathbf{z}$. Existing GNP activations such as $mathrm{MaxMin}$ can be viewed as special cases of $mathrm{HH}$ activations for certain settings of these transformations. Thus, networks with $mathrm{HH}$ activations have higher expressive power than those with $mathrm{MaxMin}$ activations. Although networks with $mathrm{HH}$ activations have nontrivial provable robustness against adversarial attacks, we further boost their robustness by (i) introducing a certificate regularization and (ii) relaxing orthogonalization of the last layer of the network. Our experiments on CIFAR-10 and CIFAR-100 show that our regularized networks with $mathrm{HH}$ activations lead to significant improvements in both the standard and provable robust accuracy over the prior works (gain of 3.65% and 4.46% on CIFAR-100 respectively).
Federated Learning (FL) as a distributed learning paradigm that aggregates information from diverse clients to train a shared global model, has demonstrated great success. However, malicious clients can perform poisoning attacks and model replacement to introduce backdoors into the trained global model. Although there have been intensive studies designing robust aggregation methods and empirical robust federated training protocols against backdoors, existing approaches lack robustness certification. This paper provides the first general framework, Certifiably Robust Federated Learning (CRFL), to train certifiably robust FL models against backdoors. Our method exploits clipping and smoothing on model parameters to control the global model smoothness, which yields a sample-wise robustness certification on backdoors with limited magnitude. Our certification also specifies the relation to federated learning parameters, such as poisoning ratio on instance level, number of attackers, and training iterations. Practically, we conduct comprehensive experiments across a range of federated datasets, and provide the first benchmark for certified robustness against backdoor attacks in federated learning. Our code is available at https://github.com/AI-secure/CRFL.
Modern machine learning increasingly requires training on a large collection of data from multiple sources, not all of which can be trusted. A particularly concerning scenario is when a small fraction of poisoned data changes the behavior of the trained model when triggered by an attacker-specified watermark. Such a compromised model will be deployed unnoticed as the model is accurate otherwise. There have been promising attempts to use the intermediate representations of such a model to separate corrupted examples from clean ones. However, these defenses work only when a certain spectral signature of the poisoned examples is large enough for detection. There is a wide range of attacks that cannot be protected against by the existing defenses. We propose a novel defense algorithm using robust covariance estimation to amplify the spectral signature of corrupted data. This defense provides a clean model, completely removing the backdoor, even in regimes where previous methods have no hope of detecting the poisoned examples. Code and pre-trained models are available at https://github.com/SewoongLab/spectre-defense .
Backdoor attacks represent a serious threat to neural network models. A backdoored model will misclassify the trigger-embedded inputs into an attacker-chosen target label while performing normally on other benign inputs. There are already numerous works on backdoor attacks on neural networks, but only a few works consider graph neural networks (GNNs). As such, there is no intensive research on explaining the impact of trigger injecting position on the performance of backdoor attacks on GNNs. To bridge this gap, we conduct an experimental investigation on the performance of backdoor attacks on GNNs. We apply two powerful GNN explainability approaches to select the optimal trigger injecting position to achieve two attacker objectives -- high attack success rate and low clean accuracy drop. Our empirical results on benchmark datasets and state-of-the-art neural network models demonstrate the proposed methods effectiveness in selecting trigger injecting position for backdoor attacks on GNNs. For instance, on the node classification task, the backdoor attack with trigger injecting position selected by GraphLIME reaches over $84 %$ attack success rate with less than $2.5 %$ accuracy drop
Machine learning (ML) has progressed rapidly during the past decade and ML models have been deployed in various real-world applications. Meanwhile, machine learning models have been shown to be vulnerable to various security and privacy attacks. One attack that has attracted a great deal of attention recently is the backdoor attack. Specifically, the adversary poisons the target model training set, to mislead any input with an added secret trigger to a target class, while keeping the accuracy for original inputs unchanged. Previous backdoor attacks mainly focus on computer vision tasks. In this paper, we present the first systematic investigation of the backdoor attack against models designed for natural language processing (NLP) tasks. Specifically, we propose three methods to construct triggers in the NLP setting, including Char-level, Word-level, and Sentence-level triggers. Our Attacks achieve an almost perfect success rate without jeopardizing the original model utility. For instance, using the word-level triggers, our backdoor attack achieves 100% backdoor accuracy with only a drop of 0.18%, 1.26%, and 0.19% in the models utility, for the IMDB, Amazon, and Stanford Sentiment Treebank datasets, respectively.

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