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We uncover the existence of Dirac and exceptional points in waveguides made of anisotropic materials, and study the transition between them. Dirac points in the dispersion diagram appear at propagation directions where the matrix describing the eigenvalue problem for bound states splits into two blocks, sorting the eigenmodes either by polarization or by inner mode symmetry. Introducing a non-Hermitian channel via a suitable leakage mechanism causes the Dirac points to transform into exceptional points connected by a Fermi arc. The exceptional points arise as improper hybrid leaky states and, importantly, are found to occur always out of the anisotropy symmetry planes.
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Planar microcavities allow the control and manipulation of spin-polarization, manifested in phenomena like the optical spin Hall effect due to the intrinsic polarization mode splitting. Here, we study a transparent microcavity with broken rotational symmetry, realized by aligning the optical axis of a uniaxial cavity material in the cavity plane. We demonstrate that the in-plane optical anisotropy gives rise to exceptional points in the dispersion relation, which occur pair-wise, are circularly polarized, and are cores of polarization vortices. These exceptional points are a result of the non-Hermitian character of the system, and are in close relationship to singular optical axes in absorptive biaxial systems.
We demonstrate theoretically the electric tunability due to coalescence of exceptional points in PT-symmetric waveguides bounded by imperfect conductive layers. Owing to the competition effect of multimode interaction, multiple exceptional points and PT phase transitions could be attained in such a simple system and their occurrences are strongly dependent on the boundary conductive layers. When the conductive layers become very thin, it is found that the oblique transmittance and reflectance of the same system can be tuned between zero and one by a small change in carrier density. The results may provide an effective method for fast tuning and modulation of optical signals through electrical gating.
A pair of anisotropic exceptional points (EPs) of arbitrary order are found in a class of non-Hermitian random systems with asymmetric hoppings. Both eigenvalues and eigenvectors exhibit distinct behaviors when these anisotropic EPs are approached from two orthogonal directions in the parameter space. For an order-$N$ anisotropic EP, the critical exponents $ u$ of phase rigidity are $(N-1)/2$ and $N-1$, respectively. These exponents are universal within the class. The order-$N$ anisotropic EPs split and trace out multiple ellipses of EPs of order $2$ in the parameter space. For some particular configurations, all the EP ellipses coalesce and form a ring of EPs of order $N$. Crossover to the conventional order-$N$ EPs with $ u=(N-1)/N$ is discussed.
The finite gain-bandwidth product is a fundamental figure of merit that restricts the operation of standard optical amplifiers. In microcavity setups, this becomes a serious problem due to the narrow bandwidth of the device. Here we introduce a new design paradigm based on exceptional points, that relaxes this limitation and allows for building a new generation of optical amplifiers that exhibits better gain-bandwidth scaling relations. Importantly, our results can be extended to other physical systems such as acoustics and microwaves.
We present a novel approach and a theoretical framework for generating high order exceptional points of degeneracy (EPD) in photonic structures based on periodic coupled resonators optical waveguides (CROWs). Such EPDs involve the coalescence of Floquet-Bloch eigenwaves in CROWs, without the presence of gain and loss, which is in contrast to the requirement of Parity-Time (PT) symmetry to develop exceptional points based on gain and loss balance. The EPDs arise here by introducing symmetry breaking in a conventional chain of coupled resonators through coupling the chain of resonators to an adjacent uniform optical waveguide, which leads to unique modal characteristics that cannot be realized in conventional CROWs. Such remarkable characteristics include high quality factors (Q-factor) and strong field enhancement, even without any mirrors at the two ends of a cavity. We show for the first time the capability of CROWs to exhibit EPDs of various order; including the degenerate band edge (DBE) and the stationary inflection point (SIP). The proposed CROW of finite length shows enhanced quality factor when operating near the DBE, and the Q-factor exhibits an anomalous scaling with the CROWs length. We develop the theory of EPDs in such unconventional CROW using coupled-wave equations, and we derive an analytical expression for the dispersion relation. The proposed unconventional CROW concepts have various potential applications including Q-switching, nonlinear devices, lasers, and extremely sensitive sensors.
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