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A Core Calculus for Provenance

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 Added by James Cheney
 Publication date 2013
and research's language is English




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Provenance is an increasing concern due to the ongoing revolution in sharing and processing scientific data on the Web and in other computer systems. It is proposed that many computer systems will need to become provenance-aware in order to provide satisfactory accountability, reproducibility, and trust for scientific or other high-value data. To date, there is not a consensus concerning appropriate formal models or security properties for provenance. In previous work, we introduced a formal framework for provenance security and proposed formal definitions of properties called disclosure and obfuscation. In this article, we study refined notions of positive and negative disclosure and obfuscation in a concrete setting, that of a general-purpose programing language. Previous models of provenance have focused on special-purpose languages such as workflows and database queries. We consider a higher-order, functional language with sums, products, and recursive types and functions, and equip it with a tracing semantics in which traces themselves can be replayed as computations. We present an annotation-propagation framework that supports many provenance views over traces, including standard forms of provenance studied previously. We investigate some relationships among provenance views and develop some partial solutions to the disclosure and obfuscation problems, including correct algorithms for disclosure and positive obfuscation based on trace slicing.



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Provenance is information about the origin, derivation, ownership, or history of an object. It has recently been studied extensively in scientific databases and other settings due to its importance in helping scientists judge data validity, quality and integrity. However, most models of provenance have been stated as ad hoc definitions motivated by informal concepts such as comes from, influences, produces, or depends on. These models lack clear formalizations describing in what sense the definitions capture these intuitive concepts. This makes it difficult to compare approaches, evaluate their effectiveness, or argue about their validity. We introduce provenance traces, a general form of provenance for the nested relational calculus (NRC), a core database query language. Provenance traces can be thought of as concrete data structures representing the operational semantics derivation of a computation; they are related to the traces that have been used in self-adjusting computation, but differ in important respects. We define a tracing operational semantics for NRC queries that produces both an ordinary result and a trace of the execution. We show that three pre-existing forms of provenance for the NRC can be extracted from provenance traces. Moreover, traces satisfy two semantic guarantees: consistency, meaning that the traces describe what actually happened during execution, and fidelity, meaning that the traces explain how the expression would behave if the input were changed. These guarantees are much stronger than those contemplated for previous approaches to provenance; thus, provenance traces provide a general semantic foundation for comparing and unifying models of provenance in databases.
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