How Do Neural Sequence Models Generalize? Local and Global Cues for Out-of-Distribution Prediction

After a neural sequence model encounters an unexpected token, can its behavior be predicted? We show that RNN and transformer language models exhibit structured, consistent generalization in out-of-distribution contexts. We begin by introducing two idealized models of generalization in next-word prediction: a lexical context model in which generalization is consistent with the last word observed, and a syntactic context model in which generalization is consistent with the global structure of the input. In experiments in English, Finnish, Mandarin, and random regular languages, we demonstrate that neural language models interpolate between these two forms of generalization: their predictions are well-approximated by a log-linear combination of lexical and syntactic predictive distributions. We then show that, in some languages, noise mediates the two forms of generalization: noise applied to input tokens encourages syntactic generalization, while noise in history representations encourages lexical generalization. Finally, we offer a preliminary theoretical explanation of these results by proving that the observed interpolation behavior is expected in log-linear models with a particular feature correlation structure. These results help explain the effectiveness of two popular regularization schemes and show that aspects of sequence model generalization can be understood and controlled.

Learning and Analyzing Generation Order for Undirected Sequence Models

Undirected neural sequence models have achieved performance competitive with the state-of-the-art directed sequence models that generate monotonically from left to right in machine translation tasks. In this work, we train a policy that learns the generation order for a pre-trained, undirected translation model via reinforcement learning. We show that the translations decoded by our learned orders achieve higher BLEU scores than the outputs decoded from left to right or decoded by the learned order from Mansimov et al. (2019) on the WMT'14 German-English translation task. On examples with a maximum source and target length of 30 from De-En and WMT'16 English-Romanian tasks, our learned order outperforms all heuristic generation orders on three out of four language pairs. We next carefully analyze the learned order patterns via qualitative and quantitative analysis. We show that our policy generally follows an outer-to-inner order, predicting the left-most and right-most positions first, and then moving toward the middle while skipping less important words at the beginning. Furthermore, the policy usually predicts positions for a single syntactic constituent structure in consecutive steps. We believe our findings could provide more insights on the mechanism of undirected generation models and encourage further research in this direction.