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Register a new userThe pseudogap in hole-doped cuprates: possible insights from the Kondo effect
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J. R. Cooper
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It is argued that the unusual non-states-conserving fermion density of states, deduced from the specific heat of several families of hole-doped cuprates, points towards interpretations of the pseudogap based on the suppression of a Kondo or heavy fermion-like density of states by antiferromagnetic spin fluctuations.
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One of the most intriguing aspects of cuprates is a large pseudogap coexisting with a high superconducting transition temperature. Here, we study pairing in the cuprates from electron-electron interactions by constructing the pair vertex using spectral functions derived from angle resolved photoemission data for a near optimal doped Bi$_2$Sr$_2$CaCu$_2$O$_{8+delta}$ sample that has a pronounced pseudogap. Assuming that that the pseudogap is {it not} due to pairing, we find that the superconducting instability is strongly suppressed, in stark contrast to what is actually observed. Using an analytic approximation for the spectral functions, we can trace this suppression to the destruction of the BCS logarithmic singularity from a combination of the pseudogap and lifetime broadening. Our findings strongly support those theories of the cuprates where the pseudogap is instead due to pairing.
The penetration depth is calculated over the entire doping range of the cuprate phase diagram with emphasis on the underdoped regime. Pseudogap formation on approaching the Mott transition, for doping below a quantum critical point, is described within a model based on the resonating valence bond spin liquid which provides an ansatz for the coherent piece of the Greens function. Fermi surface reconstruction, which is an essential element of the model, has a strong effect on the superfluid density at T=0 producing a sharp drop in magnitude, but does not change the slope of the linear low temperature variation. Comparison with recent data on Bi-based cuprates provides validation of the theory and shows that the effects of correlations, captured by Gutzwiller factors, are essential for a qualitative understanding of the data. We find that the Ferrell-Glover-Tinkham sum rule still holds and we compare our results with those for the Fermi arc and the nodal liquid models.
By studying the optical conductivity of BSLCO and YCBCO, we show that the metal-to-insulator transition (MIT) in these hole-doped cuprates is driven by the opening of a small gap at low T in the far infrared. Its width is consistent with the observations of Angle-Resolved Photoemission Spectroscopy in other cuprates, along the nodal line of the k-space. The gap forms as the Drude term turns into a far-infrared absorption, whose peak frequency can be approximately predicted on the basis of a Mott-like transition. Another band in the mid infrared softens with doping but is less sensitive to the MIT.
The nature of the pseudogap phase of cuprates remains a major puzzle. One of its new signatures is a large negative thermal Hall conductivity $kappa_{rm xy}$, which appears for dopings $p$ below the pseudogap critical doping $p^*$, but whose origin is as yet unknown. Because this large $kappa_{rm xy}$ is observed even in the undoped Mott insulator La$_2$CuO$_4$, it cannot come from charge carriers, these being localized at $p = 0$. Here we show that the thermal Hall conductivity of La$_2$CuO$_4$ is roughly isotropic, being nearly the same for heat transport parallel and normal to the CuO$_2$ planes, i.e. $kappa_{rm zy}(T) approx kappa_{rm xy} (T)$. This shows that the Hall response must come from phonons, these being the only heat carriers able to move as easily normal and parallel to the planes . At $p > p^*$, in both La$_{rm 1.6-x}$Nd$_{rm 0.4}$Sr$_x$CuO$_4$ and La$_{rm 1.8-x}$Eu$_{rm 0.2}$Sr$_x$CuO$_4$ with $p = 0.24$, we observe no c-axis Hall signal, i.e. $kappa_{rm zy}(T) = 0$, showing that phonons have zero Hall response outside the pseudogap phase. The phonon Hall response appears immediately below $p^* = 0.23$, as confirmed by the large $kappa_{rm zy}(T)$ signal we find in La$_{1.6-x}$Nd$_{rm 0.4}$Sr$_x$CuO$_4$ with $p = 0.21$. The microscopic mechanism by which phonons become chiral in cuprates remains to be identified. This mechanism must be intrinsic - from a coupling of phonons to their electronic environment - rather than extrinsic, from structural defects or impurities, as these are the same on both sides of $p^*$. This intrinsic phonon Hall effect provides a new window on quantum materials and it may explain the thermal Hall signal observed in other topologically nontrivial insulators.
The nature of the pseudogap phase of cuprates remains a major puzzle. Although there are indications that this phase breaks various symmetries, there is no consensus on its fundamental nature. Although Fermi-surface, transport and thermodynamic signatures of the pseudogap phase are reminiscent of a transition into a phase with antiferromagnetic order, there is no evidence for an associated long-range magnetic order. Here we report measurements of the thermal Hall conductivity $kappa_{rm xy}$ in the normal state of four different cuprates (Nd-LSCO, Eu-LSCO, LSCO, and Bi2201) and show that a large negative $kappa_{rm xy}$ signal is a property of the pseudogap phase, appearing with the onset of that phase at the critical doping $p^*$. Since it is not due to charge carriers -- as it persists when the material becomes an insulator, at low doping -- or magnons -- as it exists in the absence of magnetic order -- or phonons -- since skew scattering is very weak, we attribute this $kappa_{rm xy}$ signal to exotic neutral excitations, presumably with spin chirality. The thermal Hall conductivity in the pseudogap phase of cuprates is reminiscent of that found in insulators with spin-liquid states. In the Mott insulator LCO, it attains the highest known magnitude of any insulator.
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