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Global Optimization for RIS-Assisted Wireless Communications: from Physics and Electromagnetic Perspectives

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 Added by Cheng Xin
 Publication date 2021
and research's language is English




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Reconfigurable intelligent surfaces (RISs) are envisioned to be a disruptive wireless communication technique that is capable of reconfiguring the wireless propagation environment. In this paper, we study a far-field RIS-assisted multiple-input single-output (MISO) communication system operating in free space. To maximize the received power of the receiver from the physics and electromagnetic nature point of view, an optimization, including beamforming of the transmitter, phase shifts of the RIS, orientation and position of the RIS is formulated and solved. After exploiting the property of line-of-sight (LoS), we derive closed-form solutions of beamforming and phase shifts. For the non-trivial RIS position optimization problem in arbitrary three-dimensional space, a dimensional-reducing theory is proved. The simulation results show that the proposed closed-form beamforming and phase shifts are near-optimal solutions. Besides, the RIS significantly enhances the performance of the communication system when it is deployed at the optimal position.

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Reconfigurable intelligent surfaces (RISs) have been recently considered as a promising candidate for energy-efficient solutions in future wireless networks. Their dynamic and lowpower configuration enables coverage extension, massive connectivity, and low-latency communications. Due to a large number of unknown variables referring to the RIS unit elements and the transmitted signals, channel estimation and signal recovery in RIS-based systems are the ones of the most critical technical challenges. To address this problem, we focus on the RIS-assisted multi-user wireless communication system and present a joint channel estimation and signal recovery algorithm in this paper. Specifically, we propose a bidirectional approximate message passing algorithm that applies the Taylor series expansion and Gaussian approximation to simplify the sum-product algorithm in the formulated problem. Our simulation results show that the proposed algorithm shows the superiority over a state-of-art benchmark method. We also provide insights on the impact of different RIS parameter settings on the proposed algorithms.
110 - Shu Sun , Hangsong Yan 2020
In wireless systems aided by reconfigurable intelligent surfaces (RISs), channel state information plays a pivotal role in achieving the performance gain of RISs. Mobility renders accurate channel estimation (CE) more challenging due to the Doppler effect. In this letter, we propose two practical wideband CE schemes incorporating Doppler shift adjustment (DSA) for multi-path and single-path propagation environments, respectively, for RIS-assisted communication with passive reflecting elements. For the multi-path scenario, ordinary CE is first executed assuming quasi-static channels, followed by DSA realized via joint RIS reflection pattern selection and transformations between frequency and time domains. The proposed CE necessitates only one more symbol incurring negligible extra overhead compared with the number of symbols required for the original CE. For the single-path case which is especially applicable to millimeter-wave and terahertz systems, a novel low-complexity CE method is devised capitalizing on the form of the array factors at the RIS. Simulation results demonstrate that the proposed algorithms yield high CE accuracy and achievable rate with low complexity, and outperform representative benchmark schemes.
98 - Xiuhong Wei , Decai Shen , 2021
The reconfigurable intelligent surface (RIS) with low hardware cost and energy consumption has been recognized as a potential technique for future 6G communications to enhance coverage and capacity. To achieve this goal, accurate channel state information (CSI) in RIS assisted wireless communication system is essential for the joint beamforming at the base station (BS) and the RIS. However, channel estimation is challenging, since a large number of passive RIS elements cannot transmit, receive, or process signals. In the first part of this invited paper, we provide an overview of the fundamentals, solutions, and future opportunities of channel estimation in the RIS assisted wireless communication system. It is noted that a new channel estimation scheme with low pilot overhead will be provided in the second part of this paper.
Different from traditional reflection-only reconfigurable intelligent surfaces (RISs), simultaneously transmitting and reflecting RISs (STAR-RISs) represent a novel technology, which extends the textit{half-space} coverage to textit{full-space} coverage by simultaneously transmitting and reflecting incident signals. STAR-RISs provide new degrees-of-freedom (DoF) for manipulating signal propagation. Motivated by the above, a novel STAR-RIS assisted non-orthogonal multiple access (NOMA) (STAR-RIS-NOMA) system is proposed in this paper. Our objective is to maximize the achievable sum rate by jointly optimizing the decoding order, power allocation coefficients, active beamforming, and transmission and reflection beamforming. However, the formulated problem is non-convex with intricately coupled variables. To tackle this challenge, a suboptimal two-layer iterative algorithm is proposed. Specifically, in the inner-layer iteration, for a given decoding order, the power allocation coefficients, active beamforming, transmission and reflection beamforming are optimized alternatingly. For the outer-layer iteration, the decoding order of NOMA users in each cluster is updated with the solutions obtained from the inner-layer iteration. Moreover, an efficient decoding order determination scheme is proposed based on the equivalent-combined channel gains. Simulation results are provided to demonstrate that the proposed STAR-RSI-NOMA system, aided by our proposed algorithm, outperforms conventional RIS-NOMA and RIS assisted orthogonal multiple access (RIS-OMA) systems.
290 - Chong Han , Longfei Yan , 2021
Terahertz (THz) communications are regarded as a pillar technology for the sixth generation (6G) wireless systems, by offering multi-ten-GHz bandwidth. To overcome the short transmission distance and huge propagation loss, ultra-massive (UM) MIMO systems that employ sub-millimeter wavelength antennas array are proposed to enable an enticingly high array gain. In the UM-MIMO systems, hybrid beamforming stands out for its great potential in promisingly high data rate and reduced power consumption. In this paper, challenges and features of the THz hybrid beamforming design are investigated, in light of the distinctive THz peculiarities. Specifically, we demonstrate that the spatial degree-of-freedom (SDoF) is less than 5, which is caused by the extreme sparsity of the THz channel. The blockage problem caused by the huge reflection and scattering losses, as high as 15 dB or over, is studied. Moreover, we analyze the challenges led by the array containing 1024 or more antennas, including the requirement for intelligent subarray architecture, strict energy efficiency, and propagation characterization based on spherical-wave propagation mechanisms. Owning up to hundreds of GHz bandwidth, beam squint effect could cause over 5~dB array gain loss, when the fractional bandwidth exceeds 10%. Inspired by these facts, three novel THz-specific hybrid beamforming architectures are presented, including widely-spaced multi-subarray, dynamic array-of-subarrays, and true-time-delay-based architectures. We also demonstrate the potential data rate, power consumption, and array gain capabilities for THz communications. As a roadmap of THz hybrid beamforming design, multiple open problems and potential research directions are elaborated.
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