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Improving the exchange and correlation potential in density functional approximations through constraints

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 Added by Timothy Callow
 Publication date 2020
  fields Physics
and research's language is English




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We review and expand on our work to impose constraints on the effective Kohn Sham (KS) potential of local and semi-local density functional approximations. In this work, we relax a previously imposed positivity constraint, which increased the computational cost and we find that it is safe to do so, except in systems with very few electrons. The constrained minimisation leads invariably to the solution of an optimised effective potential (OEP) equation in order to determine the KS potential. We review briefly our previous work on this problem and demonstrate with numerous examples that despite well-known mathematical issues of the OEP with finite basis sets, our OEP equations are well behaved. We demonstrate that constraining the screening charge of the Hartree, exchange and correlation potential not only corrects its asymptotic behaviour but also allows the exchange and correlation potential to exhibit nonzero derivative discontinuity, a feature of the exact KS potential that is necessary for the accurate prediction of band-gaps in solids but very hard to capture with semi-local approximations.



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126 - Julien Toulouse 2021
In this chapter, we provide a review of ground-state Kohn-Sham density-functional theory of electronic systems and some of its extensions, we present exact expressions and constraints for the exchange and correlation density functionals, and we discuss the main families of approximations for the exchange-correlation energy: semilocal approximations, single-determinant hybrid approximations, multideterminant hybrid approximations, dispersion-corrected approximations, as well as orbital-dependent exchange-correlation density functionals. The chapter aims at providing both a consistent birds-eye view of the field and a detailed description of some of the most used approximations. It is intended to be readable by chemists/physicists and applied mathematicians.
In the constrained minimization method of Gidopoulos and Lathiotakis (J. Chem. Phys. 136, 224109), the Hartree exchange and correlation Kohn-Sham potential of a finite $N$-electron system is replaced by the electrostatic potential of an effective charge density that is everywhere positive and integrates to a charge of $N-1$ electrons. The optimal effective charge density (electron repulsion density, $rho_{rm rep}$) and the corresponding optimal effective potential (electron repulsion potential $v_{rm rep}$) are obtained by minimizing the electronic total energy in any density functional approximation. The two constraints are sufficient to remove the self-interaction errors from $v_{rm rep}$, correcting its asymptotic behavior at large distances from the system. In the present work, we describe, in complete detail, the constrained minimization method, including recent refinements. We also assess its performance in removing the self-interaction errors for three popular density functional approximations, namely LDA, PBE, and B3LYP, by comparing the obtained ionization energies to their experimental values for an extended set of molecules. We show that the results of the constrained minimizations are almost independent of the specific approximation with average percentage errors 15%, 14%, 13% for the above DFAs respectively. These errors are substantially smaller than the corresponding errors of the plain (unconstrained) Kohn-Sham calculations at 38%, 39%, and 27% respectively. Finally, we showed that this method correctly predicts negative values for the HOMO energies of several anions.
We present the self-consistent implementation of current-dependent (hybrid) meta generalized gradient approximation (mGGA) density functionals using London atomic orbitals. A previously proposed generalized kinetic energy density is utilized to implement mGGAs in the framework of Kohn--Sham current density-functional theory (KS-CDFT). A unique feature of the non-perturbative implementation of these functionals is the ability to seamlessly explore a wide range of magnetic fields up to 1 a.u. ($sim 235000$T) in strength. CDFT functionals based on the TPSS and B98 forms are investigated and their performance is assessed by comparison with accurate CCSD(T) data. In the weak field regime magnetic properties such as magnetizabilities and NMR shielding constants show modest but systematic improvements over GGA functionals. However, in strong field regime the mGGA based forms lead to a significantly improved description of the recently proposed perpendicular paramagnetic bonding mechanism, comparing well with CCSD(T) data. In contrast to functionals based on the vorticity these forms are found to be numerically stable and their accuracy at high field suggests the extension of mGGAs to CDFT via the generalized kinetic energy density should provide a useful starting point for further development of CDFT approximations.
A Neural-Networks-based approach is proposed to construct a new type of exchange-correlation functional for density functional theory. It is applied to improve B3LYP functional by taking into account of high-order contributions to the exchange-correlation functional. The improved B3LYP functional is based on a neural network whose structure and synaptic weights are determined from 116 known experimental atomization energies, ionization potentials, proton affinities or total atomic energies which were used by Becke in his pioneer work on the hybrid functionals [J. Chem. Phys. ${bf 98}$, 5648 (1993)]. It leads to better agreement between the first-principles calculation results and these 116 experimental data. The new B3LYP functional is further tested by applying it to calculate the ionization potentials of 24 molecules of the G2 test set. The 6-311+G(3{it df},2{it p}) basis set is employed in the calculation, and the resulting root-mean-square error is reduced to 2.2 kcal$cdot$mol$^{-1}$ in comparison to 3.6 kcal$cdot$mol$^{-1}$ of conventional B3LYP/6-311+G(3{it df},2{it p}) calculation.
Recently a novel approach to find approximate exchange-correlation functionals in density-functional theory (DFT) was presented (U. Mordovina et. al., JCTC 15, 5209 (2019)), which relies on approximations to the interacting wave function using density-matrix embedding theory (DMET). This approximate interacting wave function is constructed by using a projection determined by an iterative procedure that makes parts of the reduced density matrix of an auxiliary system the same as the approximate interacting density matrix. If only the diagonal of both systems are connected this leads to an approximation of the interacting-to-non-interacting mapping of the Kohn-Sham approach to DFT. Yet other choices are possible and allow to connect DMET with other DFTs such as kinetic-energy DFT or reduced density-matrix functional theory. In this work we give a detailed review of the basics of the DMET procedure from a DFT perspective and show how both approaches can be used to supplement each other. We do so explicitly for the case of a one-dimensional lattice system, as this is the simplest setting where we can apply DMET and the one that was originally presented. Among others we highlight how the mappings of DFTs can be used to identify uniquely defined auxiliary systems and auxiliary projections in DMET and how to construct approximations for different DFTs using DMET inspired projections. Such alternative approximation strategies become especially important for DFTs that are based on non-linearly coupled observables such as kinetic-energy DFT, where the Kohn-Sham fields are no longer simply obtainable by functional differentiation of an energy expression, or for reduced density-matrix functional theories, where a straightforward Kohn-Sham construction is not feasible.
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