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Approval-Based Shortlisting

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 Added by Martin Lackner
 Publication date 2020
and research's language is English




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Shortlisting is the task of reducing a long list of alternatives to a (smaller) set of best or most suitable alternatives from which a final winner will be chosen. Shortlisting is often used in the nomination process of awards or in recommender systems to display featured objects. In this paper, we analyze shortlisting methods that are based on approval data, a common type of preferences. Furthermore, we assume that the size of the shortlist, i.e., the number of best or most suitable alternatives, is not fixed but determined by the shortlisting method. We axiomatically analyze established and new shortlisting methods and complement this analysis with an experimental evaluation based on biased voters and noisy quality estimates. Our results lead to recommendations which shortlisting methods to use, depending on the desired properties.



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Justified representation (JR) is a standard notion of representation in multiwinner approval voting. Not only does a JR committee always exist, but previous work has also shown through experiments that the JR condition can typically be fulfilled by groups of fewer than $k$ candidates. In this paper, we study such groups -- known as $n/k$-justifying groups -- both theoretically and empirically. First, we show that under the impartial culture model, $n/k$-justifying groups of size less than $k/2$ are likely to exist, which implies that the number of JR committees is usually large. We then present efficient approximation algorithms that compute a small $n/k$-justifying group for any given instance, and a polynomial-time exact algorithm when the instance admits a tree representation. In addition, we demonstrate that small $n/k$-justifying groups can often be useful for obtaining a gender-balanced JR committee even though the problem is NP-hard.
We study two notions of stability in multiwinner elections that are based on the Condorcet criterion. The first notion was introduced by Gehrlein: A committee is stable if each committee member is preferred to each non-member by a (possibly weak) majority of voters. The second notion is called local stability (introduced in this paper): A size-$k$ committee is locally stable in an election with $n$ voters if there is no candidate $c$ and no group of more than $frac{n}{k+1}$ voters such that each voter in this group prefers $c$ to each committee member. We argue that Gehrlein-stable committees are appropriate for shortlisting tasks, and that locally stable committees are better suited for applications that require proportional representation. The goal of this paper is to analyze these notions in detail, explore their compatibility with notions of proportionality, and investigate the computational complexity of related algorithmic tasks.
248 - Gabor Erdelyi , Markus Nowak , 2009
We study sincere-strategy preference-based approval voting (SP-AV), a system proposed by Brams and Sanver [Electoral Studies, 25(2):287-305, 2006], and here adjusted so as to coerce admissibility of the votes (rather than excluding inadmissible votes a priori), with respect to procedural control. In such control scenarios, an external agent seeks to change the outcome of an election via actions such as adding/deleting/partitioning either candidates or voters. SP-AV combines the voters preference rankings with their approvals of candidates, where in elections with at least two candidates the voters approval strategies are adjusted--if needed--to approve of their most-preferred candidate and to disapprove of their least-preferred candidate. This rule coerces admissibility of the votes even in the presence of control actions, and hybridizes, in effect, approval with pluralitiy voting. We prove that this system is computationally resistant (i.e., the corresponding control problems are NP-hard) to 19 out of 22 types of constructive and destructive control. Thus, SP-AV has more resistances to control than is currently known for any other natural voting system with a polynomial-time winner problem. In particular, SP-AV is (after Copeland voting, see Faliszewski et al. [AAIM-2008, Springer LNCS 5034, pp. 165-176, 2008]) the second natural voting system with an easy winner-determination procedure that is known to have full resistance to constructive control, and unlike Copeland voting it in addition displays broad resistance to destructive control.
168 - Beno^it Kloeckner 2020
We consider synchronized iterative voting in the Approval Voting system. We give examples with a Condorcet winner where voters apply simple, sincere, consistent strategies but where cycles appear that can prevent the election of the Condorcet winner, or that can even lead to the election of a consensual loser, rejected in all circumstances by a majority of voters. We conduct numerical experiments to determine how rare such cycles are. It turns out that when voters apply Lasliers Leader Rule they are quite uncommon, and we prove that they cannot happen when voters preferences are modeled by a one-dimensional culture. However a slight variation of the Leader Rule accounting for possible draws in voters preferences witnesses much more bad cycle, especially in a one-dimensional culture.Then we introduce a continuous-space model in which we show that these cycles are stable under perturbation. Last, we consider models of voters behavior featuring a competition between strategic behavior and reluctance to vote for candidates that are ranked low in their preferences. We show that in some cases, this leads to chaotic behavior, with fractal attractors and positive entropy.
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