Settling the relationship between Wilbers bounds for dynamic optimality


Abstract in English

In FOCS 1986, Wilber proposed two combinatorial lower bounds on the operational cost of any binary search tree (BST) for a given access sequence $X in [n]^m$. Both bounds play a central role in the ongoing pursuit of the dynamic optimality conjecture (Sleator and Tarjan, 1985), but their relationship remained unknown for more than three decades. We show that Wilbers Funnel bound dominates his Alternation bound for all $X$, and give a tight $Theta(lglg n)$ separation for some $X$, answering Wilbers conjecture and an open problem of Iacono, Demaine et. al. The main ingredient of the proof is a new symmetric characterization of Wilbers Funnel bound, which proves that it is invariant under rotations of $X$. We use this characterization to provide initial indication that the Funnel bound matches the Independent Rectangle bound (Demaine et al., 2009), by proving that when the Funnel bound is constant, $mathsf{IRB}_{diaguphspace{-.6em}square}$ is linear. To the best of our knowledge, our results provide the first progress on Wilbers conjecture that the Funnel bound is dynamically optimal (1986).

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