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Consider $Ntimes N$ symmetric one-dimensional random band matrices with general distribution of the entries and band width $W geq N^{3/4+varepsilon}$ for any $varepsilon>0$. In the bulk of the spectrum and in the large $N$ limit, we obtain the following results. (i) The semicircle law holds up to the scale $N^{-1+varepsilon}$ for any $varepsilon>0$. (ii) The eigenvalues locally converge to the point process given by the Gaussian orthogonal ensemble at any fixed energy. (iii) All eigenvectors are delocalized, meaning their ${rm L}^infty$ norms are all simultaneously bounded by $N^{-frac{1}{2}+varepsilon}$ (after normalization in ${rm L}^2$) with overwhelming probability, for any $varepsilon>0$. (iv )Quantum unique ergodicity holds, in the sense that the local ${rm L}^2$ mass of eigenvectors becomes equidistributed with overwhelming probability. We extend the mean-field reduction method cite{BouErdYauYin2017}, which required $W=Omega(N)$, to the current setting $W ge N^{3/4+varepsilon}$. Two new ideas are: (1) A new estimate on the generalized resolvent of band matrices when $W geq N^{3/4+varepsilon}$. Its proof, along with an improved fluctuation average estimate, will be presented in parts 2 and 3 of this series cite {BouYanYauYin2018,YanYin2018}. (2) A strong (high probability) version of the quantum unique ergodicity property of random matrices. For its proof, we construct perfect matching observables of eigenvector overlaps and show they satisfying the eigenvector moment flow equation cite{BouYau2017} under the matrix Brownian motions.
This is the second part of a three part series abut delocalization for band matrices. In this paper, we consider a general class of $Ntimes N$ random band matrices $H=(H_{ij})$ whose entries are centered random variables, independent up to a symmetry constraint. We assume that the variances $mathbb E |H_{ij}|^2$ form a band matrix with typical band width $1ll Wll N$. We consider the generalized resolvent of $H$ defined as $G(Z):=(H - Z)^{-1}$, where $Z$ is a deterministic diagonal matrix such that $Z_{ij}=left(z 1_{1leq i leq W}+widetilde z 1_{ i > W} right) delta_{ij}$, with two distinct spectral parameters $zin mathbb C_+:={zin mathbb C:{rm Im} z>0}$ and $widetilde zin mathbb C_+cup mathbb R$. In this paper, we prove a sharp bound for the local law of the generalized resolvent $G$ for $Wgg N^{3/4}$. This bound is a key input for the proof of delocalization and bulk universality of random band matrices in cite{PartI}. Our proof depends on a fluctuations averaging bound on certain averages of polynomials in the resolvent entries, which will be proved in cite{PartIII}.
We prove the universality for the eigenvalue gap statistics in the bulk of the spectrum for band matrices, in the regime where the band width is comparable with the dimension of the matrix, $Wsim N$. All previous results concerning universality of non-Gaussian random matrices are for mean-field models. By relying on a new mean-field reduction technique, we deduce universality from quantum unique ergodicity for band matrices.
We survey recent mathematical results about the spectrum of random band matrices. We start by exposing the Erd{H o}s-Schlein-Yau dynamic approach, its application to Wigner matrices, and extension to other mean-field models. We then introduce random band matrices and the problem of their Anderson transition. We finally describe a method to obtain delocalization and universality in some sparse regimes, highlighting the role of quantum unique ergodicity.
We prove that the distribution of eigenvectors of generalized Wigner matrices is universal both in the bulk and at the edge. This includes a probabilistic version of local quantum unique ergodicity and asymptotic normality of the eigenvector entries. The proof relies on analyzing the eigenvector flow under the Dyson Brownian motion. The key new ideas are: (1) the introduction of the eigenvector moment flow, a multi-particle random walk in a random environment, (2) an effective estimate on the regularity of this flow based on maximum principle and (3) optimal finite speed of propagation holds for the eigenvector moment flow with very high probability.
We consider Hermitian random band matrices $H=(h_{xy})$ on the $d$-dimensional lattice $(mathbb Z/Lmathbb Z)^d$. The entries $h_{xy}$ are independent (up to Hermitian conditions) centered complex Gaussian random variables with variances $s_{xy}=mathbb E|h_{xy}|^2$. The variance matrix $S=(s_{xy})$ has a banded structure so that $s_{xy}$ is negligible if $|x-y|$ exceeds the band width $W$. In dimensions $dge 8$, we prove that, as long as $Wge L^epsilon$ for a small constant $epsilon>0$, with high probability most bulk eigenvectors of $H$ are delocalized in the sense that their localization lengths are comparable to $L$. Denote by $G(z)=(H-z)^{-1}$ the Greens function of the band matrix. For ${mathrm Im}, zgg W^2/L^2$, we also prove a widely used criterion in physics for quantum diffusion of this model, namely, the leading term in the Fourier transform of $mathbb E|G_{xy}(z)|^2$ with respect to $x-y$ is of the form $({mathrm Im}, z + a(p))^{-1}$ for some $a(p)$ quadratic in $p$, where $p$ is the Fourier variable. Our method is based on an expansion of $T_{xy}=|m|^2 sum_{alpha}s_{xalpha}|G_{alpha y}|^2$ and it requires a self-energy renormalization up to error $W^{-K}$ for any large constant $K$ independent of $W$ and $L$. We expect that this method can be extended to non-Gaussian band matrices.