Bulk sensitive hard x-ray photoelectron spectroscopy data of the Ce 3$p$ core level of CeRu$_4$Sn$_6$ are presented. Using a combination of full multiplet and configuration iteration model we were able to obtain an accurate lineshape analysis of the data, thereby taking into account correlations for the strong plasmon intensities. We conclude that CeRu$_4$Sn$_6$ is a moderately mixed valence compound with a weight of 8% for the Ce $f^0$ configuration in the ground state.
Kondo insulators and in particular their non-cubic representatives have remained poorly understood. Here we report on the development of an anisotropic energy pseudogap in the tetragonal compound CeRu$_4$Sn$_6$ employing optical reflectivity measurements in broad frequency and temperature ranges, and local density approximation plus dynamical mean field theory calculations. The calculations provide evidence for a Kondo insulator-like response within the $a-a$ plane and a more metallic response along the c axis and qualitatively reproduce the experimental observations, helping to identify their origin.
We have investigated the local low-energy excitations in CeRu$_4$Sn$_6$, a material discussed recently in the framework of strongly correlated Weyl semimetals, by means of Ce $M_5$ resonant inelastic x-ray scattering (RIXS). The availability of both $^2$F$_frac{5}{2}$ and $^2$F$_frac{7}{2}$ excitations of the Ce $4f^1$ configuration in the spectra allows for the determination of the crystal-electric field parameters that explain quantitatively the temperature dependence and anisotropy of the magnetic susceptibility. The absence of an azimuthal dependence in the spectra indicates that all crystal-electric field states are close to being rotational symmetric. We show further that the non-negligible impact of the $check A_6^0$ parameter on the ground state of CeRu$_4$Sn$_6$ leads to a reduction of the magnetic moment due to multiplet intermixing. The RIXS results are consistent with inelastic neutron scattering (INS) data and are compared to the predictions from textsl{ab-initio} based electronic structure calculations.
A new type of topological state in strongly corrected condensed matter systems, heavy Weyl fermion state, has been found in a heavy fermion material CeRu$_4$Sn$_6$, which has no inversion symmetry. Both two different types of Weyl points, type I and II, can be found in the quasi-particle band structure obtained by the LDA+Guztwiller calculations, which can treat the strong correlation effects among the f-electrons from Cerium atoms. The surface calculations indicate that the topologically protected Fermi arc states exist on the (010) but not on the (001) surfaces.
Several technical issues and challenges are identified and investigated for the planar tunneling spectroscopy of the topological Kondo insulator SmB$_6$. Contrasting behaviors of the tunnel junctions prepared in two different ways are analyzed and explained in detail. The conventional approach based on an AlO$_text{x}$ tunnel barrier results in unsatisfactory results due to the inter-diffusion between SmB$_6$ and deposited Al. On the contrary, plasma oxidation of SmB$_6$ crystals produces high-quality tunnel barriers on both (001) and (011) surfaces. Resultant conductance spectra are highly reproducible with clear signatures for the predicted surface Dirac fermions and the bulk hybridization gap as well. The surface states are identified to reside on two or one {it distinguishable} Dirac cone(s) on the (001) and (011) surface, respectively, in good agreement with the recent literature. However, their topological protection is found to be limited within the low energy region due to their inevitable interaction with the bulk excitations, called spin excitons, consistent with a recent theoretical prediction. Implications of our findings on other physical properties in SmB$_6$ and also other correlated topological materials are remarked.
Samarium hexaboride is a topological Kondo insulator, with metallic surface states manifesting from its insulating band structure. Since the insulating bulk itself is driven by strong correlations, both the bulk and surface host compelling magnetic and electronic phenomena. We employed X-ray absorption spectroscopy (XAS) and X-ray magnetic circular dichroism (XMCD) at the Sm M$_{4,5}$ edges to measure surface and bulk magnetic properties of Sm$^{2+}$ and Sm$^{3+}$ within SmB$_6$. We observed anti-alignment to the applied field of the Sm$^{3+}$ magnetic dipole moment below $T = 75$ K and of the total orbital moment of samarium below 30 K. The induced Sm$^{3+}$ moment at the cleaved surface at 8 K and 6 T implies 1.5% of the total Sm as magnetized Sm$^{3+}$. The field dependence of the Sm$^{3+}$ XMCD dichorism at 8 K is diamagnetic and approximately linear. The bulk magnetization at 2 K is however driven by Sm$^{2+}$ Van Vleck susceptibility as well as 1% paramagnetic impurities with $mu_{rm Eff} = 5.2(1)~mu_{rm B}$. This indicates diamagnetic Sm$^{3+}$ is compensated within the bulk. The XAS and XMCD spectra are weakly affected by Sm vacancies and carbon doping while XAS is strongly affected by polishing.
M. Sundermann
,K. Chen
,Y. Utsumi
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(2017)
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"Ce 3$p$ hard x-ray photoelectron spectroscopy study of the topological Kondo insulator CeRu$_4$Sn$_6$"
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Martin Sundermann
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