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A new and efficient approach to time-dependent density-functional perturbation theory for optical spectroscopy

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 Added by Stefano Baroni
 Publication date 2005
  fields Physics
and research's language is English




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Using a super-operator formulation of linearized time-dependent density-functional theory, the dynamical polarizability of a system of interacting electrons is given a matrix continued-fraction representation whose coefficients can be obtained from the non-symmetric block-Lanczos method. The resulting algorithm allows for the calculation of the {em full spectrum} of a system with a computational workload which is only a few times larger than that needed for {em static} polarizabilities within time-independent density-functional perturbation theory. The method is demonstrated with the calculation of the spectrum of benzene, and prospects for its application to the large-scale calculation of optical spectra are discussed.



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The optical spectra of two-dimensional (2D) periodic systems provide a challenge for time-dependent density-functional theory (TDDFT) because of the large excitonic effects in these materials. In this work we explore how accurately these spectra can be described within a pure Kohn-Sham time-dependent density-functional framework, i.e., a framework in which no theory beyond Kohn-Sham density-functional theory, such as $GW$, is required to correct the Kohn-Sham gap. To achieve this goal we adapted a recent approach we developed for the optical spectra of 3D systems [Cavo, Berger, Romaniello, Phys. Rev. B 101, 115109 (2020)] to those of 2D systems. Our approach relies on the link between the exchange-correlation kernel of TDDFT and the derivative discontinuity of ground-state density-functional theory, which guarantees a correct quasi-particle gap, and on a generalization of the polarization functional [Berger, Phys. Rev. Lett., 115, 137402 (2015)], which describes the excitonic effects. We applied our approach to two prototypical 2D monolayers, $h$-BN and MoS$_2$. We find that our protocol gives a qualitative good description of the optical spectrum of $h$-BN, whereas improvements are needed for MoS$_2$ to describe the intensity of the excitonic peaks.
An explicit expression for the quadratic density-response function of a many-electron system is obtained in the framework of the time-dependent density-functional theory, in terms of the linear and quadratic density-response functions of noninteracting Kohn-Sham electrons and functional derivatives of the time-dependent exchange-correlation potential. This is used to evaluate the quadratic stopping power of a homogeneous electron gas for slow ions, which is demonstrated to be equivalent to that obtained up to second order in the ion charge in the framework of a fully nonlinear scattering approach. Numerical calculations are reported, thereby exploring the range of validity of quadratic-response theory.
The accurate description of the optical spectra of insulators and semiconductors remains an important challenge for time-dependent density-functional theory (TDDFT). Evidence has been given in the literature that TDDFT can produce bound as well as continuum excitons for specific systems, but there are still many unresolved basic questions concerning the role of dynamical exchange and correlation (xc). In particular, the role of the long spatial range and the frequency dependence of the xc kernel $f_{rm xc}$ for excitonic binding are still not very well explored. We present a minimal model for excitons in TDDFT, consisting of two bands from a one-dimensional Kronig-Penney model and simple approximate xc kernels, which allows us to address these questions in a transparent manner. Depending on the system, it is found that adiabatic xc kernels can produce a single bound exciton, and sometimes two bound excitons, where the long spatial range of $f_{rm xc}$ is not a necessary condition. It is shown how the Wannier model, featuring an effective electron-hole interaction, emerges from TDDFT. The collective, many-body nature of excitons is explicitly demonstrated.
We present accurate optical spectra of semiconductors and insulators within a pure Kohn-Sham time-dependent density-functional approach. In particular, we show that the onset of the absorption is well reproduced when comparing to experiment. No empirical information nor a theory beyond Kohn-Sham density-functional theory, such as $GW$, is invoked to correct the Kohn-Sham gap. Our approach relies on the link between the exchange-correlation kernel of time-dependent density functional theory and the derivative discontinuity of ground-state density-functional theory. We show explicitly how to relate these two quantities. We illustrate the accuracy and simplicity of our approach by applying it to various semiconductors (Si, GaP, GaAs) and wide-gap insulators (C, LiF, Ar).
We investigate optical absorption spectra obtained through time-dependent density functional theory (TD-DFT) based on nonempirical hybrid functionals that are designed to correctly reproduce the dielectric function. The comparison with state-of-the-art $GW$ calculations followed by the solution of the Bethe-Sapeter equation (BSE-$GW$) shows close agreement for both the transition energies and the main features of the spectra. We confront TD-DFT with BSE-$GW$ by focusing on the model dielectric function and the local exchange-correlation kernel. The present TD-DFT approach achieves the accuracy of BSE-$GW$ at a fraction of the computational cost.
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