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Relativistic first principles theory of Yu--Shiba--Rusinov states applied to an Mn adatom and Mn dimers on Nb(110)

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 Publication date 2021
  fields Physics
and research's language is English




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We present a fully relativistic first principles based theoretical approach for the calculation of the spectral properties of magnetic impurities on the surface of a superconducting substrate, providing a material specific framework for the investigation of the Yu--Shiba--Rusinov (YSR) states. By using a suitable orbital decomposition of the local densities of states we discuss in great details the formation of the YSR states for an Mn adatom and for two kinds of Mn dimers placed on the Nb(110) surface and compare our results to recent experimental findings. In case of the adatom we find that the spin-orbit coupling slightly shifts some of the YSR peaks and also the local spin-polarization on the Nb atoms have marginal effects to the their positions. Moreover, by scaling the exchange field on the Mn site we could explain the lack of the $d_{x^2-y^2}$-like YSR state in the spectrum. While our results for a close packed ferromagnetic dimer are in satisfactory agreement with the experimentally observed splitting of the YSR states, in case of an antiferromagnetic dimer we find that the spin-orbit coupling is not sufficiently large to explain the splitting of the YSR states seen in the experiment. Changing the relative orientation of the magnetic moments in this dimer induces splitting of the YSR states and also shifts their energy, leading even to the formation of a zero bias peak in case of the deepest YSR state.

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We have implemented the Bogoliubov-de Gennes (BdG) equation in a screened Korringa-Kohn- Rostoker (KKR) method for solving, self-consistently, the superconducting state for 3d crystals including substitutional impurities. In this report we extend this theoretical framework to allow for collinear magnetism and apply it to fcc Pb with 3d magnetic impurities. In the presence of magnetic impurities, there is a pair-breaking effect that results in sup-gap Yu-Shiba-Rusinov (YSR) states which we decompose into contributions from the individual orbital character. We determine the spatial extent of these impurity states, showing how the different orbital character affects the details of the YSR states within the superconducting gap. Our work highlights the importance of the first principles based description which captures the quantitative details making direct comparisons possible with experimental findings.
Magnetic atoms coupled to the Cooper pairs of a superconductor induce Yu-Shiba-Rusinov states (in short Shiba states). In the presence of sufficiently strong spin-orbit coupling, the bands formed by hybridization of the Shiba states in ensembles of such atoms can support low-dimensional topological superconductivity with Majorana bound states localized on the ensembles edges. Yet, the role of spin-orbit coupling for the hybridization of Shiba states in dimers of magnetic atoms, the building blocks for such systems, is largely unexplored. Here, we reveal the evolution of hybridized multi-orbital Shiba states from a single Mn adatom to artificially constructed ferromagnetically and antiferromagnetically coupled Mn dimers placed on a Nb(110) surface. Upon dimer formation, the atomic Shiba orbitals split for both types of magnetic alignment. Our theoretical calculations attribute the unexpected splitting in antiferromagnetic dimers to spin-orbit coupling and broken inversion symmetry at the surface. Our observations point out the relevance of previously unconsidered factors on the formation of Shiba bands and their topological classification.
The coupling of a spin to an underlying substrate is the basis for a plethora of phenomena. In the case of a metallic substrate, Kondo screening of the adatom magnetic moment can occur. As the substrate turns superconducting, an intriguing situation emerges where the pair breaking due to the adatom spins leads to Yu-Shiba-Rusinov bound states, but also intertwines with Kondo phenomena. Through scanning tunneling spectroscopy, we analyze the interdependence of Kondo screening and superconductivity. Our data obtained on single Fe adatoms on Nb(110) show that the coupling and the resulting YSR states are strongly adsorption site-dependent and reveal a quantum phase transition at a Kondo temperature comparable to the superconducting gap. The experimental signatures are rationalized by combined density functional theory and continuous-time quantum Monte-Carlo calculations to rigorously treat magnetic and hybridization effects on equal footing.
Yu-Shiba-Rusinov (YSR) bound states appear when a magnetic atom interacts with a superconductor. Here, we report on spin-resolved spectroscopic studies of YSR states related with Fe atoms deposited on the surface of the topological superconductor FeTe0.55Se0.45 using a spin-polarized scanning tunneling microscope. We clearly identify the spin signature of pairs of YSR bound states at finite energies within the superconducting gap having opposite spin polarization as theoretically predicted. In addition, we also observe zero-energy bound states for some of the adsorbed Fe atoms. In this case, a spin signature is found to be absent indicating the absence of Majorana bound states associated with Fe adatoms on FeTe0.55Se0.45.
Theoretical descriptions of Yu-Shiba-Rusinov (YSR) states induced by magnetic impurities inside the gap of a superconductor typically rely on a classical spin model or are restricted to spin-1/2 quantum spins. These models fail to account for important aspects of YSR states induced by transition-metal impurities, including the effects of higher quantum spins coupled to several conduction-electron channels, crystal or ligand-field effects, and magnetic anisotropy. We introduce and explore a zero-bandwidth model, which incorporates these aspects, is readily solved numerically, and analytically tractable in several limiting cases. The principal simplification of the model is to neglect Kondo renormalizations of the exchange couplings between impurity spin and conduction electrons. Nevertheless, we find excellent correspondence in those cases, in which we can compare our results to existing numerical-renormalization-group calculations. We apply the model to obtain and understand phase diagrams as a function of pairing strength and magnetic anisotropy as well as subgap excitation spectra. The single-channel case is most relevant for transition-metal impurities embedded into metallic coordination complexes on superconducting substrates, while the multi-channel case models transition-metal adatoms.
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