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Key Considerations for the Responsible Development and Fielding of Artificial Intelligence

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 Added by Eric Horvitz
 Publication date 2021
and research's language is English




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We review key considerations, practices, and areas for future work aimed at the responsible development and fielding of AI technologies. We describe critical challenges and make recommendations on topics that should be given priority consideration, practices that should be implemented, and policies that should be defined or updated to reflect developments with capabilities and uses of AI technologies. The Key Considerations were developed with a lens for adoption by U.S. government departments and agencies critical to national security. However, they are relevant more generally for the design, construction, and use of AI systems.



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The rise of Artificial Intelligence (AI) will bring with it an ever-increasing willingness to cede decision-making to machines. But rather than just giving machines the power to make decisions that affect us, we need ways to work cooperatively with AI systems. There is a vital need for research in AI and Cooperation that seeks to understand the ways in which systems of AIs and systems of AIs with people can engender cooperative behavior. Trust in AI is also key: trust that is intrinsic and trust that can only be earned over time. Here we use the term AI in its broadest sense, as employed by the recent 20-Year Community Roadmap for AI Research (Gil and Selman, 2019), including but certainly not limited to, recent advances in deep learning. With success, cooperation between humans and AIs can build society just as human-human cooperation has. Whether coming from an intrinsic willingness to be helpful, or driven through self-interest, human societies have grown strong and the human species has found success through cooperation. We cooperate in the small -- as family units, with neighbors, with co-workers, with strangers -- and in the large as a global community that seeks cooperative outcomes around questions of commerce, climate change, and disarmament. Cooperation has evolved in nature also, in cells and among animals. While many cases involving cooperation between humans and AIs will be asymmetric, with the human ultimately in control, AI systems are growing so complex that, even today, it is impossible for the human to fully comprehend their reasoning, recommendations, and actions when functioning simply as passive observers.
The Internet of Things (IoT) and edge computing applications aim to support a variety of societal needs, including the global pandemic situation that the entire world is currently experiencing and responses to natural disasters. The need for real-time interactive applications such as immersive video conferencing, augmented/virtual reality, and autonomous vehicles, in education, healthcare, disaster recovery and other domains, has never been higher. At the same time, there have been recent technological breakthroughs in highly relevant fields such as artificial intelligence (AI)/machine learning (ML), advanced communication systems (5G and beyond), privacy-preserving computations, and hardware accelerators. 5G mobile communication networks increase communication capacity, reduce transmission latency and error, and save energy -- capabilities that are essential for new applications. The envisioned future 6G technology will integrate many more technologies, including for example visible light communication, to support groundbreaking applications, such as holographic communications and high precision manufacturing. Many of these applications require computations and analytics close to application end-points: that is, at the edge of the network, rather than in a centralized cloud. AI techniques applied at the edge have tremendous potential both to power new applications and to need more efficient operation of edge infrastructure. However, it is critical to understand where to deploy AI systems within complex ecosystems consisting of advanced applications and the specific real-time requirements towards AI systems.
Recent advances in artificial intelligence (AI) have lead to an explosion of multimedia applications (e.g., computer vision (CV) and natural language processing (NLP)) for different domains such as commercial, industrial, and intelligence. In particular, the use of AI applications in a national security environment is often problematic because the opaque nature of the systems leads to an inability for a human to understand how the results came about. A reliance on black boxes to generate predictions and inform decisions is potentially disastrous. This paper explores how the application of standards during each stage of the development of an AI system deployed and used in a national security environment would help enable trust. Specifically, we focus on the standards outlined in Intelligence Community Directive 203 (Analytic Standards) to subject machine outputs to the same rigorous standards as analysis performed by humans.
This article conducts a literature review of current and future challenges in the use of artificial intelligence (AI) in cyber physical systems. The literature review is focused on identifying a conceptual framework for increasing resilience with AI through automation supporting both, a technical and human level. The methodology applied resembled a literature review and taxonomic analysis of complex internet of things (IoT) interconnected and coupled cyber physical systems. There is an increased attention on propositions on models, infrastructures and frameworks of IoT in both academic and technical papers. These reports and publications frequently represent a juxtaposition of other related systems and technologies (e.g. Industrial Internet of Things, Cyber Physical Systems, Industry 4.0 etc.). We review academic and industry papers published between 2010 and 2020. The results determine a new hierarchical cascading conceptual framework for analysing the evolution of AI decision-making in cyber physical systems. We argue that such evolution is inevitable and autonomous because of the increased integration of connected devices (IoT) in cyber physical systems. To support this argument, taxonomic methodology is adapted and applied for transparency and justifications of concepts selection decisions through building summary maps that are applied for designing the hierarchical cascading conceptual framework.
In the last years, Artificial Intelligence (AI) has achieved a notable momentum that may deliver the best of expectations over many application sectors across the field. For this to occur, the entire community stands in front of the barrier of explainability, an inherent problem of AI techniques brought by sub-symbolism (e.g. ensembles or Deep Neural Networks) that were not present in the last hype of AI. Paradigms underlying this problem fall within the so-called eXplainable AI (XAI) field, which is acknowledged as a crucial feature for the practical deployment of AI models. This overview examines the existing literature in the field of XAI, including a prospect toward what is yet to be reached. We summarize previous efforts to define explainability in Machine Learning, establishing a novel definition that covers prior conceptual propositions with a major focus on the audience for which explainability is sought. We then propose and discuss about a taxonomy of recent contributions related to the explainability of different Machine Learning models, including those aimed at Deep Learning methods for which a second taxonomy is built. This literature analysis serves as the background for a series of challenges faced by XAI, such as the crossroads between data fusion and explainability. Our prospects lead toward the concept of Responsible Artificial Intelligence, namely, a methodology for the large-scale implementation of AI methods in real organizations with fairness, model explainability and accountability at its core. Our ultimate goal is to provide newcomers to XAI with a reference material in order to stimulate future research advances, but also to encourage experts and professionals from other disciplines to embrace the benefits of AI in their activity sectors, without any prior bias for its lack of interpretability.
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