SmB6 is a strongly correlated material that has been attributed as a topological insulator and a Kondo insulator. Recent studies have found the topological surface states and low temperature insulating character to be profoundly robust against magnetic and non-magnetic impurities. Here, we use angle resolved photoemission spectroscopy to chart the evolution of topologically-linked electronic structure features versus magnetic doping and temperature in Sm$_{1-x}$M$_x$B$_6$ (M=Eu, Ce). Topological coherence phenomena are observed out to unprecedented ~30% Eu and 50% Ce concentrations that represent extreme nominal hole and electron doping, respectively. Theoretical analysis reveals that a recent re-designation of the topologically inverted band symmetries provides a natural route to reconciling the persistence of topological surface state emergence even as the insulating gap is lost through decoherence.
Samarium hexaboride is a topological Kondo insulator, with metallic surface states manifesting from its insulating band structure. Since the insulating bulk itself is driven by strong correlations, both the bulk and surface host compelling magnetic and electronic phenomena. We employed X-ray absorption spectroscopy (XAS) and X-ray magnetic circular dichroism (XMCD) at the Sm M$_{4,5}$ edges to measure surface and bulk magnetic properties of Sm$^{2+}$ and Sm$^{3+}$ within SmB$_6$. We observed anti-alignment to the applied field of the Sm$^{3+}$ magnetic dipole moment below $T = 75$ K and of the total orbital moment of samarium below 30 K. The induced Sm$^{3+}$ moment at the cleaved surface at 8 K and 6 T implies 1.5% of the total Sm as magnetized Sm$^{3+}$. The field dependence of the Sm$^{3+}$ XMCD dichorism at 8 K is diamagnetic and approximately linear. The bulk magnetization at 2 K is however driven by Sm$^{2+}$ Van Vleck susceptibility as well as 1% paramagnetic impurities with $mu_{rm Eff} = 5.2(1)~mu_{rm B}$. This indicates diamagnetic Sm$^{3+}$ is compensated within the bulk. The XAS and XMCD spectra are weakly affected by Sm vacancies and carbon doping while XAS is strongly affected by polishing.
The interplay between non-trivial topological states of matter and strong electronic correlations is one of the most compelling open questions in condensed matter physics. Due to experimental challenges, there is an increasing desire to find more microscopic techniques to complement the results of more traditional experiments. In this work, we locally explore the Kondo insulator Sm$_{1-x}$Gd$_{x}$B$_{6}$ by means of electron spin resonance (ESR) of Gd$^{3+}$ ions at low temperatures. Our analysis reveals that the Gd$^{3+}$ ESR line shape shows an anomalous evolution as a function of temperature, wherein for highly dilute samples (x $approx$ 0.0002) the Gd$^{3+}$ ESR line shape changes from a localized ESR local moment character to a diffusive-like character. Upon manipulating the sample surface with a focused ion beam we demonstrate, in combination with electrical resistivity measurements, that the localized character of the Gd$^{3+}$ ESR line shape is recovered by increasing the penetration of the microwave in the sample. This provides compelling evidence for the contribution of surface or near-surface excitations to the relaxation mechanism in the Gd$^{3+}$ spin dynamics. Our work brings new insights into the importance of non-trivial surface excitations in ESR, opening new routes to be explored both theoretically and experimentally.
The surface states of 3D topological insulators can exhibit Fermi surfaces of arbitrary area when the chemical potential is tuned away from the Dirac points. We focus on topological Kondo insulators and show that the surface states can acquire a finite Fermi surface even when the chemical potential is pinned to the Dirac point energy. We illustrate how this can occur when the crystal symmetry is lowered from cubic to tetragonal in a minimal two-orbital model. We label such surface modes as `shadow surface states. We also show that for certain bulk hybridization the Fermi surface of the shadow states can become comparable to the extremal area of the unhybridized bulk bands. The `large Fermi surface of the shadow states is expected to lead to large-frequency quantum oscillations in the presence of an applied magnetic field. Consequently, shadow surface states provide an alternative to mechanisms involving bulk Landau-quantized levels or surface Kondo breakdown for anomalous magnetic quantum oscillations in topological Kondo insulators with tetragonal crystal symmetry.
Motivated by the observation of light surface states in SmB6, we examine the effects of surface Kondo breakdown in topological Kondo insulators. We present both numerical and analytic results which show that the decoupling of the localized moments at the surface disturbs the compensation between light and heavy electrons and dopes the Dirac cone. Dispersion of these uncompensated surface states are dominated by inter-site hopping, which leads to a much lighter quasiparticles. These surface states are also highly durable against the effects of surface magnetism and decreasing thickness of the sample.
The true topological nature of the Kondo insulator SmB$_6$ remains to be unveiled. Our previous tunneling study not only found evidence for the existence of surface Dirac fermions, but it also uncovered that they inherently interact with the spin excitons, collective excitations in the bulk. We have extended such a spectroscopic investigation into crystals containing a Sm deficiency. The bulk hybridization gap is found to be insensitive to the deficiency up to 1% studied here, but the surface states in Sm-deficient crystals exhibit quite different temperature evolutions from those in stoichiometric ones. We attribute this to the topological surface states remaining incoherent down to the lowest measurement temperature due to their continued interaction with the spin excitons that remain uncondensed. This result shows that the detailed topological nature of SmB$_6$ could vary drastically in the presence of disorder in the lattice. This sensitiveness to disorder is seemingly contradictory to the celebrated topological protection, but it can be understood as being due to the intimate interplay between strong correlations and topological effects.
Yishuai Xu
,Erica C. Kotta
,M. S. Song
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(2021)
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"Mapping out the emergence of topological features in the highly alloyed topological Kondo insulators Sm$_{1-x}M_x$B$_6$ ($M$=Eu, Ce)"
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L. Andrew Wray
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