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LayoutXLM: Multimodal Pre-training for Multilingual Visually-rich Document Understanding

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 Added by Lei Cui
 Publication date 2021
and research's language is English




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Multimodal pre-training with text, layout, and image has achieved SOTA performance for visually-rich document understanding tasks recently, which demonstrates the great potential for joint learning across different modalities. In this paper, we present LayoutXLM, a multimodal pre-trained model for multilingual document understanding, which aims to bridge the language barriers for visually-rich document understanding. To accurately evaluate LayoutXLM, we also introduce a multilingual form understanding benchmark dataset named XFUND, which includes form understanding samples in 7 languages (Chinese, Japanese, Spanish, French, Italian, German, Portuguese), and key-value pairs are manually labeled for each language. Experiment results show that the LayoutXLM model has significantly outperformed the existing SOTA cross-lingual pre-trained models on the XFUND dataset. The pre-trained LayoutXLM model and the XFUND dataset are publicly available at https://aka.ms/layoutxlm.



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120 - Yang Xu , Yiheng Xu , Tengchao Lv 2020
Pre-training of text and layout has proved effective in a variety of visually-rich document understanding tasks due to its effective model architecture and the advantage of large-scale unlabeled scanned/digital-born documents. In this paper, we present textbf{LayoutLMv2} by pre-training text, layout and image in a multi-modal framework, where new model architectures and pre-training tasks are leveraged. Specifically, LayoutLMv2 not only uses the existing masked visual-language modeling task but also the new text-image alignment and text-image matching tasks in the pre-training stage, where cross-modality interaction is better learned. Meanwhile, it also integrates a spatial-aware self-attention mechanism into the Transformer architecture, so that the model can fully understand the relative positional relationship among different text blocks. Experiment results show that LayoutLMv2 outperforms strong baselines and achieves new state-of-the-art results on a wide variety of downstream visually-rich document understanding tasks, including FUNSD (0.7895 -> 0.8420), CORD (0.9493 -> 0.9601), SROIE (0.9524 -> 0.9781), Kleister-NDA (0.834 -> 0.852), RVL-CDIP (0.9443 -> 0.9564), and DocVQA (0.7295 -> 0.8672). The pre-trained LayoutLMv2 model is publicly available at https://aka.ms/layoutlmv2.
157 - Yiheng Xu , Minghao Li , Lei Cui 2019
Pre-training techniques have been verified successfully in a variety of NLP tasks in recent years. Despite the widespread use of pre-training models for NLP applications, they almost exclusively focus on text-level manipulation, while neglecting layout and style information that is vital for document image understanding. In this paper, we propose the textbf{LayoutLM} to jointly model interactions between text and layout information across scanned document images, which is beneficial for a great number of real-world document image understanding tasks such as information extraction from scanned documents. Furthermore, we also leverage image features to incorporate words visual information into LayoutLM. To the best of our knowledge, this is the first time that text and layout are jointly learned in a single framework for document-level pre-training. It achieves new state-of-the-art results in several downstream tasks, including form understanding (from 70.72 to 79.27), receipt understanding (from 94.02 to 95.24) and document image classification (from 93.07 to 94.42). The code and pre-trained LayoutLM models are publicly available at url{https://aka.ms/layoutlm}.
Document layout comprises both structural and visual (eg. font-sizes) information that is vital but often ignored by machine learning models. The few existing models which do use layout information only consider textual contents, and overlook the existence of contents in other modalities such as images. Additionally, spatial interactions of presented contents in a layout were never really fully exploited. To bridge this gap, we parse a document into content blocks (eg. text, table, image) and propose a novel layout-aware multimodal hierarchical framework, LAMPreT, to model the blocks and the whole document. Our LAMPreT encodes each block with a multimodal transformer in the lower-level and aggregates the block-level representations and connections utilizing a specifically designed transformer at the higher-level. We design hierarchical pretraining objectives where the lower-level model is trained similarly to multimodal grounding models, and the higher-level model is trained with our proposed novel layout-aware objectives. We evaluate the proposed model on two layout-aware tasks -- text block filling and image suggestion and show the effectiveness of our proposed hierarchical architecture as well as pretraining techniques.
Multilingual pre-trained models have demonstrated their effectiveness in many multilingual NLP tasks and enabled zero-shot or few-shot transfer from high-resource languages to low resource ones. However, due to significant typological differences and contradictions between some languages, such models usually perform poorly on many languages and cross-lingual settings, which shows the difficulty of learning a single model to handle massive diverse languages well at the same time. To alleviate this issue, we present a new multilingual pre-training pipeline. We propose to generate language representation from multilingual pre-trained models and conduct linguistic analysis to show that language representation similarity reflect linguistic similarity from multiple perspectives, including language family, geographical sprachbund, lexicostatistics and syntax. Then we cluster all the target languages into multiple groups and name each group as a representation sprachbund. Thus, languages in the same representation sprachbund are supposed to boost each other in both pre-training and fine-tuning as they share rich linguistic similarity. We pre-train one multilingual model for each representation sprachbund. Experiments are conducted on cross-lingual benchmarks and significant improvements are achieved compared to strong baselines.
Multimodal pre-training models, such as LXMERT, have achieved excellent results in downstream tasks. However, current pre-trained models require large amounts of training data and have huge model sizes, which make them difficult to apply in low-resource situations. How to obtain similar or even better performance than a larger model under the premise of less pre-training data and smaller model size has become an important problem. In this paper, we propose a new Multi-stage Pre-training (MSP) method, which uses information at different granularities from word, phrase to sentence in both texts and images to pre-train the model in stages. We also design several different pre-training tasks suitable for the information granularity in different stage in order to efficiently capture the diverse knowledge from a limited corpus. We take a Simplified LXMERT (LXMERT- S), which has only 45.9% parameters of the original LXMERT model and 11.76% of the original pre-training data as the testbed of our MSP method. Experimental results show that our method achieves comparable performance to the original LXMERT model in all downstream tasks, and even outperforms the original model in Image-Text Retrieval task.
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