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We derive the first positivity bounds for low-energy Effective Field Theories (EFTs) that are not invariant under Lorentz boosts. Positivity bounds are the low-energy manifestation of certain fundamental properties in the UV -- to date they have been used to constrain a wide variety of EFTs, however since all of the existing bounds require Lorentz invariance they are not directly applicable when this symmetry is broken, such as for most cosmological and condensed matter systems. From the UV axioms of unitarity, causality and locality, we derive an infinite family of bounds which (derivatives of) the $2to2$ EFT scattering amplitude must satisfy even when Lorentz boosts are broken (either spontaneously or explicitly). We apply these bounds to the leading-order EFT of both a superfluid and the scalar fluctuations produced during inflation, comparing in the latter case with the current observational constraints on primordial non-Gaussianity.
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We study the validity of positivity bounds in the presence of a massless graviton, assuming the Regge behavior of the amplitude. Under this assumption, the problematic $t$-channel pole is canceled with the UV integral of the imaginary part of the amplitude in the dispersion relation, which gives rise to finite corrections to the positivity bounds. We find that low-energy effective field theories (EFT) with wrong sign are generically allowed. The allowed amount of the positivity violation is determined by the Regge behavior. This violation is suppressed by $M_{rm pl}^{-2}alpha$ where $alpha$ is the scale of Reggeization. This implies that the positivity bounds can be applied only when the cutoff scale of EFT is much lower than the scale of Reggeization. We then obtain the positivity bounds on scalar-tensor EFT at one-loop level. Implications of our results on the degenerate higher-order scalar-tensor (DHOST) theory are also discussed.
We apply positivity bounds directly to a $U(1)$ gauge theory with charged scalars and charged fermions, i.e. QED, minimally coupled to gravity. Assuming that the massless $t$-channel pole may be discarded, we show that the improved positivity bounds are violated unless new physics is introduced at the parametrically low scale $Lambda_{rm new} sim (e m M_{rm pl})^{1/2}$, consistent with similar results for scalar field theories, far lower than the scale implied by the weak gravity conjecture. This is sharply contrasted with previous treatments which focus on the application of positivity bounds to the low energy gravitational Euler-Heisenberg effective theory only. We emphasise that the low-cutoff is a consequence of applying the positivity bounds under the assumption that the pole may be discarded. We conjecture an alternative resolution that a small amount of negativity, consistent with decoupling limits, is allowed and not in conflict with standard UV completions, including weakly coupled ones.
We derive new positivity bounds for scattering amplitudes in theories with a massless graviton in the spectrum in four spacetime dimensions, of relevance for the weak gravity conjecture and modified gravity theories. The bounds imply that extremal black holes are self-repulsive, $M/|Q|<1$ in suitable units, and that they are unstable to decay to smaller extremal black holes, providing an S-matrix proof of the weak gravity conjecture. We also present other applications of our bounds to the effective field theory of axions, $P(X)$ theories, weakly broken galileons, and curved spacetimes.
Positivity bounds - constraints on any low-energy effective field theory imposed by the fundamental axioms of unitarity, causality and locality in the UV - have recently been used to constrain scalar-tensor theories of dark energy. However, the coupling to matter fields has so far played a limited role. We show that demanding positivity when including interactions with standard matter fields leads to further constraints on the dark energy parameter space. We demonstrate how implementing these bounds as theoretical priors affects cosmological parameter constraints and explicitly illustrate the impact on a specific Effective Field Theory for dark energy. We also show in this model that the existence of a standard UV completion requires that gravitational waves must travel superluminally on cosmological backgrounds.
We formulate the Schwinger-Keldysh effective field theory of hydrodynamics without boost symmetry. This includes a spacetime covariant formulation of classical hydrodynamics without boosts with an additional conserved particle/charge current coupled to Aristotelian background sources. We find that, up to first order in derivatives, the theory is characterised by the thermodynamic equation of state and a total of 29 independent transport coefficients, in particular, 3 hydrostatic, 9 non-hydrostatic non-dissipative, and 17 dissipative. Furthermore, we study the spectrum of linearised fluctuations around anisotropic equilibrium states with non-vanishing fluid velocity. This analysis reveals a pair of sound modes that propagate at different speeds along and opposite to the fluid flow, one charge diffusion mode, and two distinct shear modes along and perpendicular to the fluid velocity. We present these results in a new hydrodynamic frame that is linearly stable irrespective of the boost symmetry in place. This provides a unified covariant stable approach for simultaneously treating Lorentzian, Galilean, and Lifshitz fluids within an effective field theory framework and sets the stage for future studies of non-relativistic intertwined patterns of symmetry breaking.
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