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Kohn-Sham Density Functional Theory of Abelian Anyons

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 Added by Yayun Hu
 Publication date 2020
  fields Physics
and research's language is English




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We develop a density functional treatment of non-interacting abelian anyons, which is capable, in principle, of dealing with a system of a large number of anyons in an external potential. Comparison with exact results for few particles shows that the model captures the behavior qualitatively and semi-quantitatively, especially in the vicinity of the fermionic statistics. We then study anyons with statistics parameter $1+1/n$, which are thought to condense into a superconducting state. An indication of the superconducting behavior is the mean-field result that, for uniform density systems, the ground state energy increases under the application of an external magnetic field independent of its direction. Our density-functional-theory based analysis does not find that to be the case for finite systems of anyons, which can accommodate a weak external magnetic field through density transfer between the bulk and the boundary rather than through transitions across effective Landau levels, but the Meissner repulsion of the external magnetic field is recovered in the thermodynamic limit as the effect of the boundary becomes negligible. We also consider the quantum Hall effect of anyons, and show that its topological properties, such as the charge and statistics of the excitations and the quantized Hall conductance, arise in a self-consistent fashion.



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We present a rigorous formulation of generalized Kohn-Sham density-functional theory. This provides a straightforward Kohn-Sham description of many-body systems based not only on particle-density but also on any other observable. We illustrate the formalism for the case of a particle-density based description of a nonrelativistic many-electron system. We obtain a simple diagrammatic expansion of the exchange-correlation functional in terms of Kohn-Sham single-particle orbitals and energies; develop systematic Kohn-Sham formulation for one-electron propagators and many-body excitation energies. This work is ideally suited for practical applications and provides a rigorous basis for a systematic development of the existing body of first-principles calculations in a controllable fashion.
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In numerical computations of response properties of electronic systems, the standard model is Kohn-Sham density functional theory (KS-DFT). Here we investigate the mathematical status of the simplest class of excitations in KS-DFT, HOMO-LUMO excitations. We show using concentration-compactness arguments that such excitations, i.e. excited states of the Kohn-Sham Hamiltonian, exist for $Z>N$, where $Z$ is the total nuclear charge and $N$ is the number of electrons. The result applies under realistic assumptions on the exchange-correlation functional, which we verify explicitly for the widely used PZ81 and PW92 functionals. By contrast, and somewhat surprisingly, we find using a method of Glaser, Martin, Grosse, and Thirring cite{glaser1976} that in case of the hydrogen and helium atoms, excited states do not exist in the neutral case $Z=N$ when the self-consistent KS ground state density is replaced by a realistic but easier to analyze approximation (in case of hydrogen, the true Schr{o}dinger ground state density). Implications for interpreting minus the HOMO eigenvalue as an approximation to the ionization potential are indicated.
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