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Is there something Im missing? Topic Modeling in eDiscovery

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 Added by Herbert Roitblat
 Publication date 2020
and research's language is English




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In legal eDiscovery, the parties are required to search through their electronically stored information to find documents that are relevant to a specific case. Negotiations over the scope of these searches are often based on a fear that something will be missed. This paper continues an argument that discovery should be based on identifying the facts of a case. If a search process is less than complete (if it has Recall less than 100%), it may still be complete in presenting all of the relevant available topics. In this study, Latent Dirichlet Allocation was used to identify 100 topics from all of the known relevant documents. The documents were then categorized to about 80% Recall (i.e., 80% of the relevant documents were found by the categorizer, designated the hit set and 20% were missed, designated the missed set). Despite the fact that less than all of the relevant documents were identified by the categorizer, the documents that were identified contained all of the topics derived from the full set of documents. This same pattern held whether the categorizer was a naive Bayes categorizer trained on a random selection of documents or a Support Vector Machine trained with Continuous Active Learning (which focuses evaluation on the most-likely-to-be-relevant documents). No topics were identified in either categorizers missed set that were not already seen in the hit set. Not only is a computer-assisted search process reasonable (as required by the Federal Rules of Civil Procedure), it is also complete when measured by topics.



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207 - Sean M. Carroll 2018
It seems natural to ask why the universe exists at all. Modern physics suggests that the universe can exist all by itself as a self-contained system, without anything external to create or sustain it. But there might not be an absolute answer to why it exists. I argue that any attempt to account for the existence of something rather than nothing must ultimately bottom out in a set of brute facts; the universe simply is, without ultimate cause or explanation.
Nonnegative matrix factorization (NMF) based topic modeling methods do not rely on model- or data-assumptions much. However, they are usually formulated as difficult optimization problems, which may suffer from bad local minima and high computational complexity. In this paper, we propose a deep NMF (DNMF) topic modeling framework to alleviate the aforementioned problems. It first applies an unsupervised deep learning method to learn latent hierarchical structures of documents, under the assumption that if we could learn a good representation of documents by, e.g. a deep model, then the topic word discovery problem can be boosted. Then, it takes the output of the deep model to constrain a topic-document distribution for the discovery of the discriminant topic words, which not only improves the efficacy but also reduces the computational complexity over conventional unsupervised NMF methods. We constrain the topic-document distribution in three ways, which takes the advantages of the three major sub-categories of NMF -- basic NMF, structured NMF, and constrained NMF respectively. To overcome the weaknesses of deep neural networks in unsupervised topic modeling, we adopt a non-neural-network deep model -- multilayer bootstrap network. To our knowledge, this is the first time that a deep NMF model is used for unsupervised topic modeling. We have compared the proposed method with a number of representative references covering major branches of topic modeling on a variety of real-world text corpora. Experimental results illustrate the effectiveness of the proposed method under various evaluation metrics.
182 - A.O.Barvinsky 2007
The path integral over Euclidean geometries for the recently suggested density matrix of the Universe is shown to describe a microcanonical ensemble in quantum cosmology. This ensemble corresponds to a uniform (weight one) distribution in phase space of true physical variables, but in terms of the observable spacetime geometry it is peaked about complex saddle-points of the {em Lorentzian} path integral. They are represented by the recently obtained cosmological instantons limited to a bounded range of the cosmological constant. Inflationary cosmologies generated by these instantons at late stages of expansion undergo acceleration whose low-energy scale can be attained within the concept of dynamically evolving extra dimensions. Thus, together with the bounded range of the early cosmological constant, this cosmological ensemble suggests the mechanism of constraining the landscape of string vacua and, simultaneously, a possible solution to the dark energy problem in the form of the quasi-equilibrium decay of the microcanonical state of the Universe.
199 - Herbert Roitblat 2021
In the United States, the parties to a lawsuit are required to search through their electronically stored information to find documents that are relevant to the specific case and produce them to their opposing party. Negotiations over the scope of these searches often reflect a fear that something will be missed (Fear of Missing Out: FOMO). A Recall level of 80%, for example, means that 20% of the relevant documents will be left unproduced. This paper makes the argument that eDiscovery is the process of identifying responsive information, not identifying documents. Documents are the carriers of the information; they are not the direct targets of the process. A given document may contain one or more topics or factoids and a factoid may appear in more than one document. The coupon collectors problem, Heaps law, and other analyses provide ways to model the problem of finding information from among documents. In eDiscovery, however, the parties do not know how many factoids there might be in a collection or their probabilities. This paper describes a simple model that estimates the confidence that a fact will be omitted from the produced set (the identified set), while being contained in the missed set. Two data sets are then analyzed, a small set involving microaggressions and larger set involving classification of web pages. Both show that it is possible to discover at least one example of each available topic within a relatively small number of documents, meaning the further effort will not return additional novel information. The smaller data set is also used to investigate whether the non-random order of searching for responsive documents commonly used in eDiscovery (called continuous active learning) affects the distribution of topics-it does not.
The abundant sequential documents such as online archival, social media and news feeds are streamingly updated, where each chunk of documents is incorporated with smoothly evolving yet dependent topics. Such digital texts have attracted extensive research on dynamic topic modeling to infer hidden evolving topics and their temporal dependencies. However, most of the existing approaches focus on single-topic-thread evolution and ignore the fact that a current topic may be coupled with multiple relevant prior topics. In addition, these approaches also incur the intractable inference problem when inferring latent parameters, resulting in a high computational cost and performance degradation. In this work, we assume that a current topic evolves from all prior topics with corresponding coupling weights, forming the multi-topic-thread evolution. Our method models the dependencies between evolving topics and thoroughly encodes their complex multi-couplings across time steps. To conquer the intractable inference challenge, a new solution with a set of novel data augmentation techniques is proposed, which successfully discomposes the multi-couplings between evolving topics. A fully conjugate model is thus obtained to guarantee the effectiveness and efficiency of the inference technique. A novel Gibbs sampler with a backward-forward filter algorithm efficiently learns latent timeevolving parameters in a closed-form. In addition, the latent Indian Buffet Process (IBP) compound distribution is exploited to automatically infer the overall topic number and customize the sparse topic proportions for each sequential document without bias. The proposed method is evaluated on both synthetic and real-world datasets against the competitive baselines, demonstrating its superiority over the baselines in terms of the low per-word perplexity, high coherent topics, and better document time prediction.
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