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Register a new userExcitation Energies from Thermally-Assisted-Occupation Density Functional Theory: Theory and Computational Implementation
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The time-dependent density functional theory (TDDFT) has been broadly used to investigate the excited-state properties of various molecular systems. However, the current TDDFT heavily relies on outcomes from the corresponding ground-state density functional theory (DFT) calculations which may be prone to errors due to the lack of proper treatment in the non-dynamical correlation effects. Recently, thermally-assisted-occupation density functional theory (TAO-DFT) [J.-D. Chai, textit{J. Chem. Phys.} textbf{136}, 154104 (2012)], a DFT with fractional orbital occupations, was proposed, explicitly incorporating the non-dynamical correlation effects in the ground-state calculations with low computational complexity. In this work, we develop time-dependent (TD) TAO-DFT, which is a time-dependent, linear-response theory for excited states within the framework of TAO-DFT. With tests on the excited states of H$_{2}$, the first triplet excited state ($1^3Sigma_u^+$) was described well, with non-imaginary excitation energies. TDTAO-DFT also yields zero singlet-triplet gap in the dissociation limit, for the ground singlet ($1^1Sigma_g^+$) and the first triplet state ($1^3Sigma_u^+$). In addition, as compared to traditional TDDFT, the overall excited-state potential energy surfaces obtained from TDTAO-DFT are generally improved and better agree with results from the equation-of-motion coupled-cluster singles and doubles (EOM-CCSD).
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A very specific ensemble of ground and excited states is shown to yield an exact formula for any excitation energy as a simple correction to the energy difference between orbitals of the Kohn-Sham ground state. This alternative scheme avoids either the need to calculate many unoccupied levels as in time-dependent density functional theory (TDDFT) or the need for many self-consistent ensemble calculations. The symmetry-eigenstate Hartree-exchange (SEHX) approximation yields results comparable to standard TDDFT for atoms. With this formalism, SEHX yields approximate double-excitations, which are missed by adiabatic TDDFT.
The charge delocalization error, besides nondynamic correlation, has been a major challenge to density functional theory. Contemporary functionals undershoot the dissociation of symmetric charged dimers A2+, a simple but stringent test, predict a spurious barrier and improperly delocalize charges for charged molecular clusters. We extend a functional designed for nondynamic correlation to treat the charge delocalization error by modifying the nondynamic correlation for parallel spins. The modified functional eliminates those problems and reduces the multielectron self-interaction error. Furthermore, its results are the closest to those of CCSD(T) in the whole range of the dissociation compared with contemporary functionals. It correctly localizes the net positive charge in (CH4)n+ clusters and predicts a nearly constant ionization potential as a result. Testing of the SIE4x4 set shows that the new functional outperforms a wide variety of functionals assessed for this set in the literature. Overall, we show the feasibility of treating charge delocalization together with nondynamic correlation.
A relativistic density-functional theory based on a Fock-space effective quantum-electrodynamics (QED) Hamiltonian using the Coulomb or Coulomb-Breit two-particle interaction is developed. This effective QED theory properly includes the effects of vacuum polarization through the creation of electron-positron pairs but does not include explicitly the photon degrees of freedom. It is thus a more tractable alternative to full QED for atomic and molecular calculations. Using the constrained-search formalism, a Kohn-Sham scheme is formulated in a quite similar way to non-relativistic density-functional theory, and some exact properties of the involved density functionals are studied, namely charge-conjugation symmetry and uniform coordinate scaling. The usual no-pair Kohn-Sham scheme is obtained as a well-defined approximation to this relativistic density-functional theory.
The computational investigation of photochemical processes often entails the calculation of excited state geometries, energies, and energy gradients. The nuclear-electronic orbital (NEO) approach treats specified nuclei, typically protons, quantum mechanically on the same level as the electrons, thereby including the associated nuclear quantum effects and non-Born-Oppenheimer behavior into quantum chemistry calculations. The multicomponent density functional theory (NEO-DFT) and time-dependent DFT (NEO-TDDFT) methods allow efficient calculations of ground and excited states, respectively. Herein, the analytical gradients are derived and implemented for the NEO-TDDFT method and the associated Tamm-Dancoff approximation (NEO-TDA). The programmable equations for these analytical gradients, as well as the NEO-DFT analytical Hessian, are provided. The NEO approach includes the anharmonic zero-point energy and density delocalization associated with the quantum protons, as well as vibronic mixing, in geometry optimizations and energy calculations of ground and excited states. The harmonic zero-point energy associated with the other nuclei can be computed via the NEO Hessian. This approach is used to compute the 0-0 adiabatic excitation energies for a set of nine small molecules with all protons quantized, exhibiting slight improvement over the conventional electronic approach. Geometry optimizations of two excited state intramolecular proton transfer systems are performed with one and two quantized protons, respectively. The NEO calculations for these systems produce electronically excited state geometries with stronger intramolecular hydrogen bonds and similar relative stabilities compared to conventional electronic methods. This work provides the foundation for nonadiabatic dynamics simulations of fundamental processes such as photoinduced proton transfer and proton-coupled electron transfer.
In numerical computations of response properties of electronic systems, the standard model is Kohn-Sham density functional theory (KS-DFT). Here we investigate the mathematical status of the simplest class of excitations in KS-DFT, HOMO-LUMO excitations. We show using concentration-compactness arguments that such excitations, i.e. excited states of the Kohn-Sham Hamiltonian, exist for $Z>N$, where $Z$ is the total nuclear charge and $N$ is the number of electrons. The result applies under realistic assumptions on the exchange-correlation functional, which we verify explicitly for the widely used PZ81 and PW92 functionals. By contrast, and somewhat surprisingly, we find using a method of Glaser, Martin, Grosse, and Thirring cite{glaser1976} that in case of the hydrogen and helium atoms, excited states do not exist in the neutral case $Z=N$ when the self-consistent KS ground state density is replaced by a realistic but easier to analyze approximation (in case of hydrogen, the true Schr{o}dinger ground state density). Implications for interpreting minus the HOMO eigenvalue as an approximation to the ionization potential are indicated.
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