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Unstable Entropy and Unstable Pressure for Partially Hyperbolic Endomorphisms

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 Added by Xinsheng Wang
 Publication date 2020
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and research's language is English




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In this paper, unstable metric entropy, unstable topological entropy and unstable pressure for partially hyperbolic endomorphisms are introduced and investigated. A version of Shannon-McMillan-Breiman Theorem is established, and a variational principle is formulated, which gives a relationship between unstable metric entropy and unstable pressure (unstable topological entropy). As an application of the variational principle, some results on the $u$-equilibrium states are given.



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Let $mathcal{F}$ be a $C^2$ random partially hyperbolic dynamical system. For the unstable foliation, the corresponding unstable metric entropy, unstable topological entropy and unstable pressure via the dynamics of $mathcal{F}$ on the unstable foliation are introduced and investigated. A version of Shannon-McMillan-Breiman Theorem for unstable metric entropy is given, and a variational principle for unstable pressure (and hence for unstable entropy) is obtained. Moreover, as an application of the variational principle, equilibrium states for the unstable pressure including Gibbs $u$-states are investigated.
63 - Huyi Hu , Weisheng Wu , Yujun Zhu 2017
Unstable pressure and u-equilibrium states are introduced and investigated for a partially hyperbolic diffeomorphsim $f$. We define the u-pressure $P^u(f, varphi)$ of $f$ at a continuous function $varphi$ via the dynamics of $f$ on local unstable leaves. A variational principle for unstable pressure $P^u(f, varphi)$, which states that $P^u(f, varphi)$ is the supremum of the sum of the unstable entropy and the integral of $varphi$ taken over all invariant measures, is obtained. U-equilibrium states at which the supremum in the variational principle attains and their relation to Gibbs u-states are studied. Differentiability properties of unstable pressure, such as tangent functionals, Gateaux differentiability and Fr{e}chet differentiability and their relations to u-equilibrium states, are also considered.
In this paper we define unstable topological entropy for any subsets (not necessarily compact or invariant) in partially hyperbolic systems as a Carath{e}odory dimension characteristic, motivated by the work of Bowen and Pesin etc. We then establish some basic results in dimension theory for Bowen unstable topological entropy, including an entropy distribution principle and a variational principle in general setting. As applications of this new concept, we study unstable topological entropy of saturated sets and extend some results in cite{Bo, PS2007}. Our results give new insights to the multifractal analysis for partially hyperbolic systems.
167 - Lin Wang , Yujun Zhu 2015
Let $f$ be a partially hyperbolic diffeomorphism on a closed (i.e., compact and boundaryless) Riemannian manifold $M$ with a uniformly compact center foliation $mathcal{W}^{c}$. The relationship among topological entropy $h(f)$, entropy of the restriction of $f$ on the center foliation $h(f, mathcal{W}^{c})$ and the growth rate of periodic center leaves $p^{c}(f)$ is investigated. It is first shown that if a compact locally maximal invariant center set $Lambda$ is center topologically mixing then $f|_{Lambda}$ has the center specification property, i.e., any specification with a large spacing can be center shadowed by a periodic center leaf with a fine precision. Applying the center spectral decomposition and the center specification property, we show that $ h(f)leq h(f,mathcal{W}^{c})+p^{c}(f)$. Moreover, if the center foliation $mathcal{W}^{c}$ is of dimension one, we obtain an equality $h(f)= p^{c}(f)$.
Metric entropies along a hierarchy of unstable foliations are investigated for $C^1$ diffeomorphisms with dominated splitting. The analogues of Ruelles inequality and Pesins formula, which relate the metric entropy and Lyapunov exponents in each hierarchy, are given.
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