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The ALPINE-ALMA [CII] survey: Survey strategy, observations and sample properties of 118 star-forming galaxies at $4<z<6$

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 Publication date 2019
  fields Physics
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The ALMA-ALPINE [CII] survey is aimed at characterizing the properties of a sample of normal star-forming galaxies (SFGs). The ALMA Large Program to INvestigate (ALPINE) features 118 galaxies observed in the [CII]-158$mu$m line and far infrared (FIR) continuum emission during the period of rapid mass assembly, right after the end of the HI reionization, at redshifts of 4<z<6. We present the survey science goals, the observational strategy, and the sample selection of the 118 galaxies observed with ALMA, with an average beam minor axis of about 0.85 arcsec, or $sim$5 kpc at the median redshift of the survey. The properties of the sample are described, including spectroscopic redshifts derived from the UV-rest frame, stellar masses, and star-formation rates obtained from a spectral energy distribution (SED) fitting. The observed properties derived from the ALMA data are presented and discussed in terms of the overall detection rate in [CII] and FIR continuum, with the observed signal-to-noise distribution. The sample is representative of the SFG population in the main sequence at these redshifts. The overall detection rate in [CII] is 64% for a signal-to-noise ratio (S/N) threshold larger than 3.5 corresponding to a 95% purity (40% detection rate for S/N>5). Based on a visual inspection of the [CII] data cubes together with the large wealth of ancillary data, we find a surprisingly wide range of galaxy types, including 40% that are mergers, 20% extended and dispersion-dominated, 13% compact, and 11% rotating discs, with the remaining 16% too faint to be classified. This diversity indicates that a wide array of physical processes must be at work at this epoch, first and foremost, those of galaxy mergers. This paper sets a reference sample for the gas distribution in normal SFGs at 4<z<6.



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We present the physical extent of [CII] 158um line-emitting gas from 46 star-forming galaxies at z=4-6 from the ALMA Large Program to INvestigate CII at Early Times (ALPINE). Using exponential profile fits, we measure the effective radius of the [CII] line (r_e,[CII]) for individual galaxies and compare them with the rest-frame ultra-violet (UV) continuum (r_e,UV) from Hubble Space Telescope images. The effective radius r_e,[CII] exceeds r_e,UV by factors of ~2-3 and the ratio of r_e,[CII]/r_e,UV increases as a function of M_star. We do not find strong evidence that [CII] line, the rest-frame UV, and FIR continuum are always displaced over ~ 1-kpc scale from each other. We identify 30% of isolated ALPINE sources as having an extended [CII] component over 10-kpc scales detected at 4.1$sigma$-10.9$sigma$ beyond the size of rest-frame UV and far-infrared (FIR) continuum. One object has tentative rotating features up to ~10-kpc, where the 3D model fit shows the rotating [CII]-gas disk spread over 4 times larger than the rest-frame UV-emitting region. Galaxies with the extended [CII] line structure have high star-formation rate (SFR), stellar mass (M_star), low Lya equivalent-width, and more blue-shifted (red-shifted) rest-frame UV metal absorption (Lya line), as compared to galaxies without such extended [CII] structures. Although we cannot rule out the possibility that a selection bias towards luminous objects may be responsible for such trends, the star-formation driven outflow also explains all these trends. Deeper observations are essential to test whether the extended [CII] line structures are ubiquitous to high-z star-forming galaxies.
Star formation rate (SFR) measurements at z>4 have relied mostly on rest-frame far-ultraviolet (FUV) observations. The corrections for dust attenuation based on IRX-$beta$ relation are highly uncertain and are still debated in the literature. Hence, rest-frame far-infrared (FIR) observations are necessary to constrain the dust-obscured component of the SFR. In this paper, we exploit the rest-frame FIR continuum observations collected by the ALMA Large Program to INvestigate [CII] at Early times (ALPINE) to directly constrain the obscured SFR in galaxies at 4.4<z<5.9. We use stacks of continuum images to measure average infrared (IR) luminosities taking into account both detected and undetected sources. Based on these measurements, we measure the position of the main sequence of star-forming galaxies and the specific SFR (sSFR) at $zsim4.5$ and $zsim5.5$. We find that the main sequence and sSFR do not evolve significantly between $zsim4.5$ and $zsim5.5$, as opposed to lower redshifts. We develop a method to derive the obscured SFR density (SFRD) using the stellar masses or FUV-magnitudes as a proxy of FIR fluxes measured on the stacks and combining them with the galaxy stellar mass functions and FUV luminosity functions from the literature. We obtain consistent results independent of the chosen proxy. We find that the obscured fraction of SFRD is decreasing with increasing redshift but even at $zsim5.5$ it constitutes around 61% of the total SFRD.
The Lya line in the UV and the [CII] line in the FIR are widely used tools to identify galaxies and to obtain insights into ISM properties in the early Universe. By combining data obtained with ALMA in band 7 at ~ 320 GHz as part of the ALMA Large Program to INvestigate [CII] at Early Times (ALPINE) with spectroscopic data from DEIMOS at Keck, VIMOS and FORS2 at the VLT, we assembled a unique sample of 53 main-sequence star-forming galaxies at 4.4 < z < 6 in which we detect both the Lya line and the [CII]. We used [CII], observed with ALMA, as a tracer of the systemic velocity of the galaxies, and we find that 90% of the selected objects have Lya-[CII] velocity offsets in the range 0 < Dv_Lya-[CII] < 400 km/s, in line with the few measurements available so far in the early Universe, and significantly smaller than those observed at lower z. We observe ISM-[CII] offsets in the range -500 < Dv_ISM-[CII] < 0 km/s, in line with values at all redshifts. We find significant anticorrelations between Dv_Lya-[CII] and the Lya rest-frame equivalent width EW0(Lya) (or equivalently, the Lya escape fraction f_esc(Lya)). According to available models for the radiative transfer of Lya photons, the escape of Lya photons would be favored in galaxies with high outflow velocities, in agreement with our observations. The uniform shell model would also predict that the Lya escape in galaxies with slow outflows (0 < v_out < 300 km/s) is mainly determined by the neutral hydrogen column density (NHI), while the alternative model by Steidel+10 would favor a combination of NHI and covering fraction as driver of the Lya escape. We suggest that the observed increase in Lya escape that is observed between z~2 and z~6 is not due to a higher incidence of fast outflows at high redshift, but rather to a decrease in average NHI along the line of sight, or alternatively, a decrease in HI covering fraction. [abridged]
While the kinematics of galaxies up to z~3 have been characterized in detail, only a handful of galaxies at high redshift (z>4) have been examined in such a way. The Atacama Large Millimeter/submillimeter Array (ALMA) Large Program to INvestigate [CII] at Early times (ALPINE) survey observed a statistically significant sample of 118 star-forming main sequence galaxies at z=4.4-5.9 in [CII]158um emission, increasing the number of such observations by nearly 10x. A preliminary qualitative classification of these sources revealed a diversity of kinematic types (i.e., rotators, mergers, and dispersion-dominated systems). In this work, we supplement the initial classification by applying quantitative analyses to the ALPINE data: a tilted ring model (TRM) fitting code (3DBarolo), a morphological classification (Gini-M20), and a set of disk identification criteria. Of the 75 [CII]-detected ALPINE galaxies, 29 are detected at sufficient significance and spatial resolution to allow for TRM fitting and the derivation of morphological and kinematic parameters. These 29 sources constitute a high-mass subset of the ALPINE sample (M_*>10^9.5Msol). We robustly classify 14 of these sources (six rotators, five mergers, and three dispersion-dominated systems); the remaining sources showing complex behaviour. By exploring the G-M20 of z>4 rest-frame FIR and [CII] data for the first time, we find that our 1~6kpc resolution data alone are insufficient to separate galaxy types. We compare the rotation curves and dynamical mass profiles of the six ALPINE rotators to the two previously detected z~4-6 unlensed main sequence rotators, finding high rotational velocities (~50-250km/s) and a diversity of rotation curve shapes.
We present the detailed characterisation of a sample of 56 sources serendipitously detected in ALMA band 7, as part of the ALMA Large Program to INvestigate CII at Early Times (ALPINE) in COSMOS and ECDFS. These sources have been used to derive the total infrared luminosity function (LF) and to estimate the cosmic star formation rate density (SFRD) up to z=6. We have looked for counterparts in all the available multi-wavelength and photometric redshift catalogues, and in deeper near- and mid-IR source lists and maps, to identify optically dark sources with no matches in the public catalogues. Our ALMA blind survey allows us to push further the study of the nature and evolution of dusty galaxies at high-z, identifying luminous and massive sources to redshifts and faint luminosities never probed before by any far-infrared surveys. The ALPINE data are the first ones to sample the faint-end of the infrared LF, showing little evolution from z=2.5 to z=6, and a flat slope up to the highest redshifts. The SFRD obtained by integrating the luminosity function remains almost constant between z=2 and 6, and significantly higher than the optical/UV derivations, showing an important contribution of dusty galaxies and obscured star formation up to high-z. About 14 per cent of the ALPINE serendipitous continuum sources are optically+near-IR dark (six show a counterpart only in the mid-IR and no HST or near-IR identification, while two are detected as [CII] emitters at z=5). The six HST and near-IR dark galaxies with mid-IR counterpart contribute for about 17 per cent of the total SFRD at z=5 and dominate the high-mass end of the stellar mass function at z>3.
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