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On the Capacity of MIMO Optical Wireless Channels

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 Added by Stefan M. Moser
 Publication date 2019
and research's language is English




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This paper studies the capacity of a general multiple-input multiple-output (MIMO) free-space optical intensity channel under a per-input-antenna peak-power constraint and a total average-power constraint over all input antennas. The focus is on the scenario with more transmit than receive antennas. In this scenario, different input vectors can yield identical distributions at the output, when they result in the same image vector under multiplication by the channel matrix. We first determine the most energy-efficient input vectors that attain each of these image vectors. Based on this, we derive an equivalent capacity expression in terms of the image vector, and establish new lower and upper bounds on the capacity of this channel. The bounds match when the signal-to-noise ratio (SNR) tends to infinity, establishing the high-SNR asymptotic capacity. We also characterize the low-SNR slope of the capacity of this channel.

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In this work, novel upper and lower bounds for the capacity of channels with arbitrary constraints on the support of the channel input symbols are derived. As an immediate practical application, the case of multiple-input multiple-output channels with amplitude constraints is considered. The bounds are shown to be within a constant gap if the channel matrix is invertible and are tight in the high amplitude regime for arbitrary channel matrices. Moreover, in the high amplitude regime, it is shown that the capacity scales linearly with the minimum between the number of transmit and receive antennas, similarly to the case of average power-constrained inputs.
New upper and lower bounds are presented on the capacity of the free-space optical intensity channel. This channel is characterized by inputs that are nonnegative (representing the transmitted optical intensity) and by outputs that are corrupted by additive white Gaussian noise (because in free space the disturbances arise from many independent sources). Due to battery and safety reasons the inputs are simultaneously constrained in both their average and peak power. For a fixed ratio of the average power to the peak power the difference between the upper and the lower bounds tends to zero as the average power tends to infinity, and the ratio of the upper and lower bounds tends to one as the average power tends to zero. The case where only an average-power constraint is imposed on the input is treated separately. In this case, the difference of the upper and lower bound tends to 0 as the average power tends to infinity, and their ratio tends to a constant as the power tends to zero.
Discrete-time Rayleigh fading multiple-input multiple-output (MIMO) channels are considered, with no channel state information at the transmitter and receiver. The fading is assumed to be correlated in time and independent from antenna to antenna. Peak and average transmit power constraints are imposed, either on the sum over antennas, or on each individual antenna. In both cases, an upper bound and an asymptotic lower bound, as the signal-to-noise ratio approaches zero, on the channel capacity are presented. The limit of normalized capacity is identified under the sum power constraints, and, for a subclass of channels, for individual power constraints. These results carry over to a SISO channel with delay spread (i.e. frequency selective fading).
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A correlated phase-and-additive-noise (CPAN) mismatched model is developed for wavelength division multiplexing over optical fiber channels governed by the nonlinear Schrodinger equation. Both the phase and additive noise processes of the CPAN model are Gauss-Markov whereas previous work uses Wiener phase noise and white additive noise. Second order statistics are derived and lower bounds on the capacity are computed by simulations. The CPAN model characterizes nonlinearities better than existing models in the sense that it achieves better information rates. For example, the model gains 0.35 dB in power at the peak data rate when using a single carrier per wavelength. For multiple carriers per wavelength, the model combined with frequency-dependent power allocation gains 0.14 bits/s/Hz in rate and 0.8 dB in power at the peak data rate.
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