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Data Interpolating Prediction: Alternative Interpretation of Mixup

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 Added by Takuya Shimada
 Publication date 2019
and research's language is English




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Data augmentation by mixing samples, such as Mixup, has widely been used typically for classification tasks. However, this strategy is not always effective due to the gap between augmented samples for training and original samples for testing. This gap may prevent a classifier from learning the optimal decision boundary and increase the generalization error. To overcome this problem, we propose an alternative framework called Data Interpolating Prediction (DIP). Unlike common data augmentations, we encapsulate the sample-mixing process in the hypothesis class of a classifier so that train and test samples are treated equally. We derive the generalization bound and show that DIP helps to reduce the original Rademacher complexity. Also, we empirically demonstrate that DIP can outperform existing Mixup.



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In this work, we explain the working mechanism of MixUp in terms of adversarial training. We introduce a new class of adversarial training schemes, which we refer to as directional adversarial training, or DAT. In a nutshell, a DAT scheme perturbs a training example in the direction of another example but keeps its original label as the training target. We prove that MixUp is equivalent to a special subclass of DAT, in that it has the same expected loss function and corresponds to the same optimization problem asymptotically. This understanding not only serves to explain the effectiveness of MixUp, but also reveals a more general family of MixUp schemes, which we call Untied MixUp. We prove that the family of Untied MixUp schemes is equivalent to the entire class of DAT schemes. We establish empirically the existence of Untied Mixup schemes which improve upon MixUp.
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Mixup is a popular data augmentation technique based on taking convex combinations of pairs of examples and their labels. This simple technique has been shown to substantially improve both the robustness and the generalization of the trained model. However, it is not well-understood why such improvement occurs. In this paper, we provide theoretical analysis to demonstrate how using Mixup in training helps model robustness and generalization. For robustness, we show that minimizing the Mixup loss corresponds to approximately minimizing an upper bound of the adversarial loss. This explains why models obtained by Mixup training exhibits robustness to several kinds of adversarial attacks such as Fast Gradient Sign Method (FGSM). For generalization, we prove that Mixup augmentation corresponds to a specific type of data-adaptive regularization which reduces overfitting. Our analysis provides new insights and a framework to understand Mixup.

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