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What is algebraic about algebraic effects and handlers?

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 Added by Andrej Bauer
 Publication date 2018
and research's language is English
 Authors Andrej Bauer




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This note recapitulates and expands the contents of a tutorial on the mathematical theory of algebraic effects and handlers which I gave at the Dagstuhl seminar 18172 Algebraic effect handlers go mainstream. It is targeted roughly at the level of a doctoral student with some amount of mathematical training, or at anyone already familiar with algebraic effects and handlers as programming concepts who would like to know what they have to do with algebra. We draw an uninterrupted line of thought between algebra and computational effects. We begin on the mathematical side of things, by reviewing the classic notions of universal algebra: signatures, algebraic theories, and their models. We then generalize and adapt the theory so that it applies to computational effects. In the last step we replace traditional mathematical notation with one that is closer to programming languages.



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Eff is a programming language based on the algebraic approach to computational effects, in which effects are viewed as algebraic operations and effect handlers as homomorphisms from free algebras. Eff supports first-class effects and handlers through which we may easily define new computational effects, seamlessly combine existing ones, and handle them in novel ways. We give a denotational semantics of eff and discuss a prototype implementation based on it. Through examples we demonstrate how the standard effects are treated in eff, and how eff supports programming techniques that use various forms of delimited continuations, such as backtracking, breadth-first search, selection functionals, cooperative multi-threading, and others.
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We present an effect system for core Eff, a simplified variant of Eff, which is an ML-style programming language with first-class algebraic effects and handlers. We define an expressive effect system and prove safety of operational semantics with respect to it. Then we give a domain-theoretic denotational semantics of core Eff, using Pittss theory of minimal invariant relations, and prove it adequate. We use this fact to develop tools for finding useful contextual equivalences, including an induction principle. To demonstrate their usefulness, we use these tools to derive the usual equations for mutable state, including a general commutativity law for computations using non-interfering references. We have formalized the effect system, the operational semantics, and the safety theorem in Twelf.
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