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A General Technique for Non-blocking Trees

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 Added by Trevor Brown
 Publication date 2017
and research's language is English




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We describe a general technique for obtaining provably correct, non-blocking implementations of a large class of tree data structures where pointers are directed from parents to children. Updates are permitted to modify any contiguous portion of the tree atomically. Our non-blocking algorithms make use of the LLX, SCX and VLX primitives, which are multi-word generalizations of the standard LL, SC and VL primitives and have been implemented from single-word CAS. To illustrate our technique, we describe how it can be used in a fairly straightforward way to obtain a non-blocking implementation of a chromatic tree, which is a relaxed variant of a red-black tree. The height of the tree at any time is $O(c+ log n)$, where $n$ is the number of keys and $c$ is the number of updates in progress. We provide an experimental performance analysis which demonstrates that our Java implementation of a chromatic tree rivals, and often significantly outperforms, other leading concurrent dictionaries.



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This paper presents the first implementation of a search tree data structure in an asynchronous shared-memory system that provides a wait-free algorithm for executing range queries on the tree, in addition to non-blocking algorithms for Insert, Delete and Find, using single-word Compare-and-Swap (CAS). The implementation is linearizable and tolerates any number of crash failures. Insert and Delete operations that operate on different parts of the tree run fully in parallel (without any interference with one another). We employ a lightweight helping mechanism, where each Insert, Delete and Find operation helps only update operations that affect the local neighbourhood of the leaf it arrives at. Similarly, a Scan helps only those updates taking place on nodes of the part of the tree it traverses, and therefore Scans operating on different parts of the tree do not interfere with one another. Our implementation works in a dynamic system where the number of processes may change over time. The implementation builds upon the non-blocking binary search tree implementation presented by Ellen et al. (in PODC 2010) by applying a simple mechanism to make the tree persistent.
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