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A New Proof Rule for Almost-Sure Termination

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 Added by Carroll Morgan
 Publication date 2017
and research's language is English




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An important question for a probabilistic program is whether the probability mass of all its diverging runs is zero, that is that it terminates almost surely. Proving that can be hard, and this paper presents a new method for doing so; it is expressed in a program logic, and so applies directly to source code. The programs may contain both probabilistic- and demonic choice, and the probabilistic choices may depend on the current state. As do other researchers, we use variant functions (a.k.a. super-martingales) that are real-valued and probabilistically might decrease on each loop iteration; but our key innovation is that the amount as well as the probability of the decrease are parametric. We prove the soundness of the new rule, indicate where its applicability goes beyond existing rules, and explain its connection to classical results on denumerable (non-demonic) Markov chains.



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The extension of classical imperative programs with real-valued random variables and random branching gives rise to probabilistic programs. The termination problem is one of the most fundamental liveness properties for such programs. The qualitative (aka almost-sure) termination problem asks whether a given program terminates with probability 1. Ranking functions provide a sound and complete approach for termination of non-probabilistic programs, and their extension to probabilistic programs is achieved via ranking supermartingales (RSMs). RSMs have been extended to lexicographic RSMs to handle programs with involved control-flow structure, as well as for compositional approach. There are two key limitations of the existing RSM-based approaches: First, the lexicographic RSM-based approach requires a strong nonnegativity assumption, which need not always be satisfied. The second key limitation of the existing RSM-based algorithmic approaches is that they rely on pre-computed invariants. The main drawback of relying on pre-computed invariants is the insufficiency-inefficiency trade-off: weak invariants might be insufficient for RSMs to prove termination, while using strong invariants leads to inefficiency in computing them. Our contributions are twofold: First, we show how to relax the strong nonnegativity condition and still provide soundness guarantee for almost-sure termination. Second, we present an incremental approach where the process of computing lexicographic RSMs proceeds by iterative pruning of parts of the program that were already shown to be terminating, in cooperation with a safety prover. In particular, our technique does not rely on strong pre-computed invariants. We present experimental results to show the applicability of our approach to examples of probabilistic programs from the literature.
Extending our own and others earlier approaches to reasoning about termination of probabilistic programs, we propose and prove a new rule for termination with probability one, also known as almost-certain termination. The rule uses both (non-strict) super martingales and guarantees of progress, together, and it seems to cover significant cases that earlier methods do not. In particular, it suffices for termination of the unbounded symmetric random walk in both one- and two dimensions: for the first, we give a proof; for the second, we use a theorem of Foster to argue that a proof exists. Non-determinism (i.e. demonic choice) is supported; but we do currently restrict to discrete distributions.
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Programs with multiphase control-flow are programs where the execution passes through several (possibly implicit) phases. Proving termination of such programs (or inferring corresponding runtime bounds) is often challenging since it requires reasoning on these phases separately. In this paper we discuss techniques for proving termination of such programs, in particular: (1) using multiphase ranking functions, where we will discuss theoretical aspects of such ranking functions for several kinds of program representations; and (2) using control-flow refinement, in particular partial evaluation of Constrained Horn Clauses, to simplify the control-flow allowing, among other things, to prove termination with simpler ranking functions.
147 - Raven Beutner , Luke Ong 2021
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