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Learning Features for Offline Handwritten Signature Verification using Deep Convolutional Neural Networks

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 Publication date 2017
and research's language is English




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Verifying the identity of a person using handwritten signatures is challenging in the presence of skilled forgeries, where a forger has access to a persons signature and deliberately attempt to imitate it. In offline (static) signature verification, the dynamic information of the signature writing process is lost, and it is difficult to design good feature extractors that can distinguish genuine signatures and skilled forgeries. This reflects in a relatively poor performance, with verification errors around 7% in the best systems in the literature. To address both the difficulty of obtaining good features, as well as improve system performance, we propose learning the representations from signature images, in a Writer-Independent format, using Convolutional Neural Networks. In particular, we propose a novel formulation of the problem that includes knowledge of skilled forgeries from a subset of users in the feature learning process, that aims to capture visual cues that distinguish genuine signatures and forgeries regardless of the user. Extensive experiments were conducted on four datasets: GPDS, MCYT, CEDAR and Brazilian PUC-PR datasets. On GPDS-160, we obtained a large improvement in state-of-the-art performance, achieving 1.72% Equal Error Rate, compared to 6.97% in the literature. We also verified that the features generalize beyond the GPDS dataset, surpassing the state-of-the-art performance in the other datasets, without requiring the representation to be fine-tuned to each particular dataset.

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Automatic Offline Handwritten Signature Verification has been researched over the last few decades from several perspectives, using insights from graphology, computer vision, signal processing, among others. In spite of the advancements on the field, building classifiers that can separate between genuine signatures and skilled forgeries (forgeries made targeting a particular signature) is still hard. We propose approaching the problem from a feature learning perspective. Our hypothesis is that, in the absence of a good model of the data generation process, it is better to learn the features from data, instead of using hand-crafted features that have no resemblance to the signature generation process. To this end, we use Deep Convolutional Neural Networks to learn features in a writer-independent format, and use this model to obtain a feature representation on another set of users, where we train writer-dependent classifiers. We tested our method in two datasets: GPDS-960 and Brazilian PUC-PR. Our experimental results show that the features learned in a subset of the users are discriminative for the other users, including across different datasets, reaching close to the state-of-the-art in the GPDS dataset, and improving the state-of-the-art in the Brazilian PUC-PR dataset.
Research on Offline Handwritten Signature Verification explored a large variety of handcrafted feature extractors, ranging from graphology, texture descriptors to interest points. In spite of advancements in the last decades, performance of such systems is still far from optimal when we test the systems against skilled forgeries - signature forgeries that target a particular individual. In previous research, we proposed a formulation of the problem to learn features from data (signature images) in a Writer-Independent format, using Deep Convolutional Neural Networks (CNNs), seeking to improve performance on the task. In this research, we push further the performance of such method, exploring a range of architectures, and obtaining a large improvement in state-of-the-art performance on the GPDS dataset, the largest publicly available dataset on the task. In the GPDS-160 dataset, we obtained an Equal Error Rate of 2.74%, compared to 6.97% in the best result published in literature (that used a combination of multiple classifiers). We also present a visual analysis of the feature space learned by the model, and an analysis of the errors made by the classifier. Our analysis shows that the model is very effective in separating signatures that have a different global appearance, while being particularly vulnerable to forgeries that very closely resemble genuine signatures, even if their line quality is bad, which is the case of slowly-traced forgeries.
The area of Handwritten Signature Verification has been broadly researched in the last decades, but remains an open research problem. The objective of signature verification systems is to discriminate if a given signature is genuine (produced by the claimed individual), or a forgery (produced by an impostor). This has demonstrated to be a challenging task, in particular in the offline (static) scenario, that uses images of scanned signatures, where the dynamic information about the signing process is not available. Many advancements have been proposed in the literature in the last 5-10 years, most notably the application of Deep Learning methods to learn feature representations from signature images. In this paper, we present how the problem has been handled in the past few decades, analyze the recent advancements in the field, and the potential directions for future research.
The phenomenon of Adversarial Examples is attracting increasing interest from the Machine Learning community, due to its significant impact to the security of Machine Learning systems. Adversarial examples are similar (from a perceptual notion of similarity) to samples from the data distribution, that fool a machine learning classifier. For computer vision applications, these are images with carefully crafted but almost imperceptible changes, that are misclassified. In this work, we characterize this phenomenon under an existing taxonomy of threats to biometric systems, in particular identifying new attacks for Offline Handwritten Signature Verification systems. We conducted an extensive set of experiments on four widely used datasets: MCYT-75, CEDAR, GPDS-160 and the Brazilian PUC-PR, considering both a CNN-based system and a system using a handcrafted feature extractor (CLBP). We found that attacks that aim to get a genuine signature rejected are easy to generate, even in a limited knowledge scenario, where the attacker does not have access to the trained classifier nor the signatures used for training. Attacks that get a forgery to be accepted are harder to produce, and often require a higher level of noise - in most cases, no longer imperceptible as previous findings in object recognition. We also evaluated the impact of two countermeasures on the success rate of the attacks and the amount of noise required for generating successful attacks.
Convolutional Neural Networks (CNNs) are well established models capable of achieving state-of-the-art classification accuracy for various computer vision tasks. However, they are becoming increasingly larger, using millions of parameters, while they are restricted to handling images of fixed size. In this paper, a quantization-based approach, inspired from the well-known Bag-of-Features model, is proposed to overcome these limitations. The proposed approach, called Convolutional BoF (CBoF), uses RBF neurons to quantize the information extracted from the convolutional layers and it is able to natively classify images of various sizes as well as to significantly reduce the number of parameters in the network. In contrast to other global pooling operators and CNN compression techniques the proposed method utilizes a trainable pooling layer that it is end-to-end differentiable, allowing the network to be trained using regular back-propagation and to achieve greater distribution shift invariance than competitive methods. The ability of the proposed method to reduce the parameters of the network and increase the classification accuracy over other state-of-the-art techniques is demonstrated using three image datasets.
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