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Optimal User Scheduling and Power Allocation for Millimeter Wave NOMA Systems

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 Added by Yuanwei Liu
 Publication date 2017
and research's language is English




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This paper investigates the application of non-orthogonal multiple access (NOMA) in millimeter wave (mmWave) communications by exploiting beamforming, user scheduling and power allocation. Random beamforming is invoked for reducing the feedback overhead of considered systems. A nonconvex optimization problem for maximizing the sum rate is formulated, which is proved to be NP-hard. The branch and bound (BB) approach is invoked to obtain the optimal power allocation policy, which is proved to converge to a global optimal solution. To elaborate further, low complexity suboptimal approach is developed for striking a good computational complexity-optimality tradeoff, where matching theory and successive convex approximation (SCA) techniques are invoked for tackling the user scheduling and power allocation problems, respectively. Simulation results reveal that: i) the proposed low complexity solution achieves a near-optimal performance; and ii) the proposed mmWave NOMA systems is capable of outperforming conventional mmWave orthogonal multiple access (OMA) systems in terms of sum rate and the number of served users.



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403 - Xihan Chen , Yunlong Cai , An Liu 2020
Millimeter wave (mmWave) communication systems using adaptive-resolution analog-to-digital converters (RADCs) have recently drawn considerable interests from the research community as benefit of their high energy efficiency and low implementation cost. In this paper, we focus on the mmWave uplink using RADCs and investigate the joint user scheduling and resource allocation problem. Specifically, we seek to maximize the system throughput of the scheduled users by jointly optimizing their transmit power level and hybrid combiners as well as the number of quantization bits, subject to practical constraints. By relying on fractional programming (FP) techniques, we first covert this problem into a form amenable to optimization and exploit the specific structures in its solutions with the aid of the so-called Ky Fan n-norm. Then, the resultant optimization problem is solved using a penalty block successive concave approximation (P-BSCA) algorithm. Our numerical results reveal that the proposed algorithm substantially enhances the throughput of the scheduled users compared to the state-of-theart benchmark schemes and provides more flexible and efficient resource allocation control.
A non-orthogonal multiple access (NOMA) approach that always outperforms orthogonal multiple access (OMA) called Fair-NOMA is introduced. In Fair-NOMA, each mobile user is allocated its share of the transmit power such that its capacity is always greater than or equal to the capacity that can be achieved using OMA. For any slow-fading channel gains of the two users, the set of possible power allocation coefficients are derived. For the infimum and supremum of this set, the individual capacity gains and the sum-rate capacity gain are derived. It is shown that the ergodic sum-rate capacity gain approaches 1 b/s/Hz when the transmit power increases for the case when pairing two random users with i.i.d. channel gains. The outage probability of this approach is derived and shown to be better than OMA. The Fair-NOMA approach is applied to the case of pairing a near base-station user and a cell-edge user and the ergodic capacity gap is derived as a function of total number of users in the cell at high SNR. This is then compared to the conventional case of fixed-power NOMA with user-pairing. Finally, Fair-NOMA is extended to $K$ users and prove that the capacity can always be improved for each user, while using less than the total transmit power required to achieve OMA capacities per user.
In this work, we propose a globally optimal joint successive interference cancellation (SIC) ordering and power allocation (JSPA) algorithm for the sum-rate maximization problem in downlink multi-cell non-orthogonal multiple access (NOMA) systems. The proposed algorithm is based on the exploration of base stations (BSs) power consumption, and closed-form of optimal powers obtained for each cell. Although the optimal JSPA algorithm scales well with larger number of users, it is still exponential in the number of cells. For any suboptimal decoding order, we propose a low-complexity near-optimal joint rate and power allocation (JRPA) strategy in which the complete rate region of users is exploited. Furthermore, we design a near-optimal semi-centralized JSPA framework for a two-tier heterogeneous network such that it scales well with larger number of small-BSs and users. Numerical results show that JRPA highly outperforms the case that the users are enforced to achieve their channel capacity by imposing the well-known SIC necessary condition on power allocation. Moreover, the proposed semi-centralized JSPA framework significantly outperforms the fully distributed framework, where all the BSs operate in their maximum power budget. Therefore, the centralized JRPA and semi-centralized JSPA algorithms with near-to-optimal performance are good choices for larger number of cells and users.
This paper investigates the application of non-orthogonal multiple access in millimeter-Wave communications (mmWave-NOMA). Particularly, we consider downlink transmission with a hybrid beamforming structure. A user grouping algorithm is first proposed according to the channel correlations of the users. Whereafter, a joint hybrid beamforming and power allocation problem is formulated to maximize the achievable sum rate, subject to a minimum rate constraint for each user. To solve this non-convex problem with high-dimensional variables, we first obtain the solution of power allocation under arbitrary fixed hybrid beamforming, which is divided into intra-group power allocation and inter-group power allocation. Then, given arbitrary fixed analog beamforming, we utilize the approximate zero-forcing method to design the digital beamforming to minimize the inter-group interference. Finally, the analog beamforming problem with the constant-modulus constraint is solved with a proposed boundary-compressed particle swarm optimization algorithm. Simulation results show that the proposed joint approach, including user grouping, hybrid beamforming and power allocation, outperforms the state-of-the-art schemes and the conventional mmWave orthogonal multiple access system in terms of achievable sum rate and energy efficiency.
The fundamental power allocation requirements for NOMA systems with minimum quality of service (QoS) requirements are investigated. For any minimum QoS rate $R_0$, the limits on the power allocation coefficients for each user are derived, such that any power allocation coefficient outside of these limits creates an outage with probability equal to 1. The power allocation coefficients that facilitate each users success of performing successive interference cancellation (SIC) and decoding its own signal are derived, and are found to depend only on the target rate $R_0$ and the number of total users $K$. It is then proven that using these power allocation coefficients create the same outage event as if using orthogonal multiple access (OMA), which proves that the outage performance of NOMA with a fixed-power scheme can matched that of OMA for all users simultaneously. Simulations confirm the theoretical results, and also demonstrate that a power allocation strategy exists that can improve the outage performance of NOMA over OMA, even with a fixed-power strategy.
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