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Interplay of Pomeranchuk instability and superconductivity in the two-dimensional repulsive Hubbard model

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 Added by Motoharu Kitatani
 Publication date 2016
  fields Physics
and research's language is English




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Interplay of Pomeranchuk instability (spontaneous symmetry breaking of the Fermi surface) and d-wave superconductivity is studied for the repulsive Hubbard model on the square lattice with the dynamical mean field theory combined with the fluctuation exchange approximation (FLEX+DMFT). We show that the four-fold symmetric Fermi surface becomes unstable against a spontaneous distortion into two-fold near the van Hove filling, where the symmetry of superconductivity coexisting with the Pomeranchuk distorted Fermi surface is modified from the d-wave pairing to (d+s)-wave. By systematically shifting the position of van Hove filling with varied second- and third-neighbor hoppings, we find that the transition temperature $T_{rm c}^{rm PI}$ of Pomeranchuk instability is more sensitively affected by the position of van Hove filling than the superconducting $T_{rm c}^{rm SC}$. This implies that the filling region for strong Pomeranchuk instability and that for strong superconducting fluctuations can be separated, and Pomeranchuk instability can appear even if the peak of $T_c^{rm PI}$ is lower than the peak of $T_c^{rm SC}$. An interesting observation is that the Fermi surface distortion can enhance the superconducting $T_{rm c}^{rm SC}$ in the overdoped regime, which is explained with a perturbation picture for small distortions.



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Interplay between antiferromagnetism and superconductivity is studied by using the 3-dimensional nearly half-filled Hubbard model with anisotropic transfer matrices $t_{rm z}$ and $t_{perp}$. The phase diagrams are calculated for varying values of the ratio $r_{rm z}=t_{rm z}/t_{perp}$ using the spin fluctuation theory within the fluctuation-exchange approximation. The antiferromagnetic phase around the half-filled electron density expands while the neighboring phase of the anisotropic $d_{x^{2}-y^{2}}$-wave superconductivity shrinks with increasing $r_{rm z}$. For small $r_{rm z}$ $T_{rm c}$ decreases slowly with increasing $r_{rm z}$. For moderate values of $r_{rm z}$ we find the second order transition, with lowering temperature, from the $d_{x^{2}-y^{2}}$-wave superconducting phase to a phase where incommensurate SDW coexists with $d_{x^{2}-y^{2}}$-wave superconductivity. Resonance peaks as were discussed previously for 2D superconductors are shown to survive in the $d_{x^{2}-y^{2}}$-wave superconducting phase of 3D systems. Soft components of the incommensurate SDW spin fluctuation mode grow as the coexistent phase is approached.
We compute the two-particle quantities relevant for superconducting correlations in the two-dimensional Hubbard model within the dynamical cluster approximation. In the normal state we identify the parameter regime in density, interaction, and second-nearest-neighbor hopping strength that maximizes the $d_{x^2-y^2}$ superconducting transition temperature. We find in all cases that the optimal transition temperature occurs at intermediate coupling strength, and is suppressed at strong and weak interaction strengths. Similarly, superconducting fluctuations are strongest at intermediate doping and suppressed towards large doping and half-filling. We find a change in sign of the vertex contributions to $d_{xy}$ superconductivity from repulsive near half filling to attractive at large doping. $p$-wave superconductivity is not found at the parameters we study, and $s$-wave contributions are always repulsive. For negative second-nearest-neighbor hopping the optimal transition temperature shifts towards the electron-doped side in opposition to the van Hove singularity which moves towards hole doping. We surmise that an increase of the local interaction of the electron-doped compounds would increase $T_c$.
Using a dynamical cluster quantum Monte Carlo approximation we investigate the d-wave superconducting transition temperature $T_c$ in the doped 2D repulsive Hubbard model with a weak inhomogeneity. The inhomogeneity is introduced in the hoppings $tp$ and $t$ in the form of a checkerboard pattern where $t$ is the hopping within a $2times2$ plaquette and $tp$ is the hopping between the plaquettes. We find inhomogeneity suppresses $T_c$. The characteristic spin excitation energy and the strength of d-wave pairing interaction decrease with decreasing $T_c$ suggesting a strong correlation between these quantities.
Here we have developed a FLEX+DMFT formalism, where the symmetry properties of the system are incorporated by constructing a SO(4) generalization of the conventional fluctuation-exchange approximation (FLEX) coupled self-consistently to the dynamical mean-field theory (DMFT). Along with this line, we emphasize that the SO(4) symmetry is the lowest group-symmetry that enables us to investigate superconductivity and antiferromagnetism on an equal footing. We have imposed this by decomposing the electron operator into auxiliary fermionic and slave-boson constituents that respect SU(2)$_{rm spin}otimes$SU(2)$_{eta{rm spin}}$. This is used not in a mean-field treatment as in the usual slave-boson formalisms, but instead in the DMFT impurity solver with an SU(2)$_{rm spin}otimes$SU(2)$_{eta{rm spin}}$ hybridization function to incorporate the FLEX-generated bath information into DMFT iterations. While there have been attempts such as the doublon-less SU(2) slave-boson formalism, the present full-SU(2) slave-boson formalism is expected to provide a new platform for addressing the underlying physics for various quantum orders, which compete with each other and can coexist.
The Green function (GF) equation of motion technique for solving the effective two-band Hubbard model of high-T_c superconductivity in cuprates [N.M. Plakida et al., Phys. Rev. B, v. 51, 16599 (1995); JETP, v. 97, 331 (2003)] rests on the Hubbard operator (HO) algebra. We show that, if we take into account the invariance to translations and spin reversal, the HO algebra results in invariance properties of several specific correlation functions. The use of these properties allows rigorous derivation and simplification of the expressions of the frequency matrix (FM) and of the generalized mean field approximation (GMFA) Green functions (GFs) of the model. For the normal singlet hopping and anomalous exchange pairing correlation functions which enter the FM and GMFA-GFs, an approximation procedure based on the identification and elimination of exponentially small quantities is described. It secures the reduction of the correlation order to GMFA-GF expressions.
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