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Register a new userOne-electron self-interaction and the asymptotics of the Kohn-Sham potential: an impaired relation
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One-electron self-interaction and an incorrect asymptotic behavior of the Kohn-Sham exchange-correlation potential are among the most prominent limitations of many present-day density functionals. However, a one-electron self-interaction-free energy does not necessarily lead to the correct long-range potential. This is here shown explicitly for local hybrid functionals. Furthermore, carefully studying the ratio of the von Weizsacker kinetic energy density to the (positive) Kohn-Sham kinetic energy density, $tau_mathrm{W}/tau$, reveals that this ratio, which frequently serves as an iso-orbital indicator and is used to eliminate one-electron self-interaction effects in meta-generalized-gradient approximations and local hybrid functionals, can fail to approach its expected value in the vicinity of orbital nodal planes. This perspective article suggests that the nature and consequences of one-electron self-interaction and some of the strategies for its correction need to be reconsidered.
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Density functional theory (DFT) and beyond-DFT methods are often used in combination with photoelectron spectroscopy to obtain physical insights into the electronic structure of molecules and solids. The Kohn-Sham eigenvalues are not electron removal energies except for the highest occupied orbital. The eigenvalues of the highest occupied molecular orbitals often underestimate the electron removal or ionization energies due to the self-interaction (SI) errors in approximate density functionals. In this work, we adapt and implement the density-consistent effective potential(DCEP) method of Kohut, Ryabinkin, and Staroverov to obtain SI corrected local effective potentials from the SI corrected Fermi-Lowdin orbitals and density in the FLOSIC scheme. The implementation is used to obtain the density of states (photoelectron spectra) and HOMO-LUMO gaps for a set of molecules and polyacenes. Good agreement with experimental values is obtained compared to a range of SI uncorrected density functional approximations.
The one-electron density of a many-electron system is the ground-state density of a one-electron Schrodinger equation. The potential $v$ appearing in this Schrodinger equation can be constructed in two ways: In density functional theory (DFT), $v$ is the sum of the Kohn-Sham (KS) potential and the Pauli potential, where the latter can be explicitly expressed in terms of the KS system of non-interacting electrons. As the KS system is fictitious, this construction is only indirectly related to the interacting many-electron system. In contrast, in the exact electron factorization (EEF), $v$ is a functional of the conditional wavefunction $phi$ that describes the spatial entanglement of the electrons in the interacting system. We compare the two constructions of the potential, provide a physical interpretation of the contributions to $v$ in the EEF, and relate it to DFT. With numerical studies of one-dimensional two- and three-electron systems, we illustrate how features of $phi$ translate to the one-electron potential $v$. We show that a change in $phi$ corresponds to a repulsive contribution to $v$, and we explain step structures of $v$ with a charge transfer encoded in $phi$. Furthermore, we provide analytic formulas for the components of $v$ by using a two-state model. Our work thus presents the mapping of a many-electron system to a one-electron system from another angle and provides insights into what determines the shape of the exact one-electron potential. We expect our findings to be helpful for the search of suitable approximations in DFT and in related theories.
We present a method to invert a given density and find the Kohn-Sham (KS) potential in Density Functional Theory (DFT) which shares that density. Our method employs the concept of screening density, which is naturally constrained by the inversion procedure and thus ensures the density being inverted leads to a smooth KS potential with correct asymptotic behaviour. We demonstrate the applicability of our method by inverting both local (LDA) and non-local (Hartree-Fock and Coupled Cluster) densities; we also show how the method can be used to mitigate the effects of self-interactions in common DFT potentials with appropriate constraints on the screening density.
Arguments showing that exchange-only optimized effective potential (xOEP) methods, with finite basis sets, cannot in general yield the Hartree-Fock (HF) ground state energy, but a higher one, are given. While the orbital products of a complete basis are linearly dependent, the HF ground state energy can only be obtained via a basis set xOEP scheme in the special case that all products of occupied and unoccupied orbitals emerging from the employed orbital basis set are linearly independent from each other. In this case, however, exchange potentials leading to the HF ground state energy exhibit unphysical oscillations and do not represent a Kohn-Sham (KS) exchange potential. These findings solve the seemingly paradoxical results of Staroverov, Scuseria and Davidson that certain finite basis set xOEP calculations lead to the HF ground state energy despite the fact that within a real space (or complete basis) representation the xOEP ground state energy is always higher than the HF energy. Moreover, whether or not the occupied and unoccupied orbital products are linearly independent, it is shown that basis set xOEP methods only represent exact exchange-only (EXX) KS methods, i.e., proper density-functional methods, if the orbital basis set and the auxiliary basis set representing the exchange potential are balanced to each other, i.e., if the orbital basis is comprehensive enough for a given auxiliary basis. Otherwise xOEP methods do not represent EXX KS methods and yield unphysical exchange potentials.
It has recently been observed [Phys. Rev. Lett. 113, 113002 (2014)] that the ground-state energy may be obtained directly as a simple sum of augmented Kohn-Sham orbital energies, where it was ascertained that the corresponding one-body shifted Kohn-Sham effective potential has appealing features. With this in mind, eigenvalue and virial constraints are deduced for approximating this potential.
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