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Register a new userGutzwiller Density Functional Theory: a formal derivation and application to ferromagnetic nickel
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We present a detailed derivation of the Gutzwiller Density Functional Theory that covers all conceivable cases of symmetries and Gutzwiller wave functions. The method is used in a study of ferromagnetic nickel where we calculate ground state properties (lattice constant, bulk modulus, spin magnetic moment) and the quasi-particle band structure. Our method resolves most shortcomings of an ordinary Density Functional calculation on nickel. However, the quality of the results strongly depends on the particular choice of the double-counting correction. This constitutes a serious problem for all methods that attempt to merge Density Functional Theory with correlated-electron approaches based on Hubbard-type local interactions.
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We use the Gutzwiller Density Functional Theory to calculate ground-state properties and bandstructures of iron in its body-centered-cubic (bcc) and hexagonal-close-packed (hcp) phases. For a Hubbard interaction $U=9, {rm eV}$ and Hunds-rule coupling $J=0.54, {rm eV}$ we reproduce the lattice parameter, magnetic moment, and bulk modulus of bcc iron. For these parameters, bcc is the ground-state lattice structure at ambient pressure up to a pressure of $p_{rm c}=41, {rm GPa}$ where a transition to the non-magnetic hcp structure is predicted, in qualitative agreement with experiment ($p_{rm c}^{rm exp}=10ldots 15, {rm GPa}$). The calculated bandstructure for bcc iron is in good agreement with ARPES measurements. The agreement improves when we perturbatively include the spin-orbit coupling.
The ground states of Na$_x$CoO$_2$ ($0.0<x<1.0$) is studied by the LDA+Gutzwiller approach, where charge transfer and orbital fluctuations are all self-consistently treated {it ab-initio}. In contrast to previous studies, which are parameter-dependent, we characterized the phase diagram as: (1) Stoner magnetic metal for $x>0.6$ due to $a_{1g}$ van-Hove singularity near band top; (2) correlated non-magnetic metal without $e_g^{prime}$ pockets for $0.3<x<0.6$; (3) $e_g^{prime}$ pockets appear for $x<0.3$, and additional magnetic instability involves. Experimental quasi-particle properties is well explained, and the $a_{1g}$-$e_g^{prime}$ anti-crossing is attributed to spin-orbital coupling.
The multi-band Gutzwiller method, combined with calculations based on density functional theory, is employed to study total energy curves of the ferromagnetic ground state of Ni. A new method is presented which allows flow of charge between d and s, p type orbitals in an approximate way. Further it is emphasized that the missing repulsive contribution to the total energy at large magnetic moments can be estimated from an analysis of specific DFT calculations.
According to the Hohenberg-Kohn theorem of density-functional theory (DFT), all observable quantities of systems of interacting electrons can be expressed as functionals of the ground-state density. This includes, in principle, the spin polarization (magnetization) of open-shell systems; the explicit form of the magnetization as a functional of the total density is, however, unknown. In practice, open-shell systems are always treated with spin-DFT, where the basic variables are the spin densities. Here, the relation between DFT and spin-DFT for open-shell systems is illustrated and the exact magnetization density functional is obtained for the half-filled Hubbard trimer. Errors arising from spin-restricted and -unrestricted exact-exchange Kohn-Sham calculations are analyzed and partially cured via the exact magnetization functional.
We present a rigorous formulation of generalized Kohn-Sham density-functional theory. This provides a straightforward Kohn-Sham description of many-body systems based not only on particle-density but also on any other observable. We illustrate the formalism for the case of a particle-density based description of a nonrelativistic many-electron system. We obtain a simple diagrammatic expansion of the exchange-correlation functional in terms of Kohn-Sham single-particle orbitals and energies; develop systematic Kohn-Sham formulation for one-electron propagators and many-body excitation energies. This work is ideally suited for practical applications and provides a rigorous basis for a systematic development of the existing body of first-principles calculations in a controllable fashion.
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