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An experimental algorithm for identifying the topological nature of Kondo and mixed valence insulators

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 Added by M Zahid Hasan
 Publication date 2013
  fields Physics
and research's language is English




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Possible topological nature of Kondo and mixed valence insulators has been a recent topic of interest in condensed matter physics. Attention has focused on SmB6, which has long been known to exhibit low temperature transport anomaly, whose origin is of independent interest. We argue that it is possible to resolve the topological nature of surface states by uniquely accessing the surface electronic structure of the low temperature anomalous transport regime through combining state-of-the-art laser- and synchrotron-based angle-resolved photoemission spectroscopy (ARPES) with or without spin resolution. A combination of low temperature and ultra-high resolution (laser) which is lacking in previous ARPES studies of this compound is the key to resolve the possible existence of topological surface state in SmB6. Here we outline an experimental algorithm to systematically explore the topological versus trivial or mixed (topological and trivial surface state admixture as in the first 3D TI Bi$_{1-x}$Sb$_x$) nature of the surface states in Kondo and mixed valence insulators. We conclude based on this methodology that the observed topology of the surface Fermi surface in our low temperature data considered within the level of current resolution is consistent with the theoretically predicted topological picture, suggesting a topological origin of the dominant in-gap ARPES signal in SmB6.}



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70 - C.M. Varma 2020
A physical model for a mixed-valence impurity in a metal must satisfy the Friedel screening theorem for both valences. Such a model is shown, following earlier work which showed low energy singularities in it, to be supersymmetric, leading to a free Majorana and a phase-shifted Majorana excitation. The theory extended approximately to a lattice of mixed-valence ions at appropriate filling gives, without fine-tuning the parameters, a protected gapless Majorana fermion band across the chemical potential, besides the mixed-valence particle and hole bands separated by gaps. In this situation the system is electrically neutral in linear response but has de Haas-van Alphen oscillations. This is used to explain the recently observed magneto-oscillations in mixed-valence insulators as well as their accompanying low energy thermodynamic and relaxation rate anomalies. Some predictions to test the validity of the theoretical results are provided, the most striking of which is that there should be extensive ground state entropy in such compounds.
Motivated by the observation of light surface states in SmB6, we examine the effects of surface Kondo breakdown in topological Kondo insulators. We present both numerical and analytic results which show that the decoupling of the localized moments at the surface disturbs the compensation between light and heavy electrons and dopes the Dirac cone. Dispersion of these uncompensated surface states are dominated by inter-site hopping, which leads to a much lighter quasiparticles. These surface states are also highly durable against the effects of surface magnetism and decreasing thickness of the sample.
We have investigated temperature-dependent behaviors of electronic structure and resistivity in a mixed-valent golden phase of SmS, based on the dynamical mean-field theory band structure calculations. Upon cooling, the coherent Sm 4$f$ bands are formed to produce the hybridization induced pseudogap near the Fermi level, and accordingly the topology of Fermi surface is changed to exhibit a Lifshitz-like transition. The surface states emerging in the bulk gap region are found to be not topologically protected states but just typical Rashba spin-polarized states, indicating that SmS is not a topological Kondo semimetal. From the analysis of anomalous resistivity behavior in SmS, we have identified universal energy scales, which characterize the Kondo/mixed-valent semimetallic systems.
A fascinating type of symmetry-protected topological states of matter are topological Kondo insulators, where insulating behavior arises from Kondo screening of localized moments via conduction electrons, and non-trivial topology emerges from the structure of the hybridization between the local-moment and conduction bands. Here we study the physics of Kondo holes, i.e., missing local moments, in three-dimensional topological Kondo insulators, using a self-consistent real-space mean-field theory. Such Kondo holes quite generically induce in-gap states which, for Kondo holes at or near the surface, hybridize with the topological surface state. In particular, we study the surface-state quasiparticle interference (QPI) induced by a dilute concentration of surface Kondo holes and compare this to QPI from conventional potential scatterers. We treat both strong and weak topological-insulator phases and, for the latter, specifically discuss the contributions to QPI from inter-Dirac-cone scattering.
The surface states of 3D topological insulators can exhibit Fermi surfaces of arbitrary area when the chemical potential is tuned away from the Dirac points. We focus on topological Kondo insulators and show that the surface states can acquire a finite Fermi surface even when the chemical potential is pinned to the Dirac point energy. We illustrate how this can occur when the crystal symmetry is lowered from cubic to tetragonal in a minimal two-orbital model. We label such surface modes as `shadow surface states. We also show that for certain bulk hybridization the Fermi surface of the shadow states can become comparable to the extremal area of the unhybridized bulk bands. The `large Fermi surface of the shadow states is expected to lead to large-frequency quantum oscillations in the presence of an applied magnetic field. Consequently, shadow surface states provide an alternative to mechanisms involving bulk Landau-quantized levels or surface Kondo breakdown for anomalous magnetic quantum oscillations in topological Kondo insulators with tetragonal crystal symmetry.
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