We study effective theories of an axion in spontaneously broken supersymmetric theories. We consider a system where the axion supermultiplet is directly coupled to a supersymmetry breaking sector whereas the standard model sector is communicated with those sectors through loops of messenger fields. The gaugino masses and the axion-gluon coupling necessary for solving the strong CP problem are both obtained by the same effective interaction. We discuss cosmological constraints on this framework.
We study N=1 supersymmetric SU(2) gauge theory in four dimensions with a large number of massless quarks. We argue that effective superpotentials as a function of local gauge-invariant chiral fields should exist for these theories. We show that although the superpotentials are singular, they nevertheless correctly describe the moduli space of vacua, are consistent under RG flow to fewer flavors upon turning on masses, and also reproduce by a tree-level calculation the higher-derivative F-terms calculated by Beasely and Witten (hep-th/0409149) using instanton methods. We note that this phenomenon can also occur in supersymmetric gauge theories in various dimensions.
The axion is much lighter than all other degrees of freedom introduced by the Peccei-Quinn mechanism to solve the strong CP problem. It is therefore natural to use an effective field theory (EFT) to describe its interactions. Loop processes calculated in the EFT may, however, explicitly depend on the ultraviolet cutoff. In general the UV cutoff is not uniquely defined, but the dimensionful couplings suggest to identify it with the Peccei-Quinn symmetry-breaking scale. An example are $K rightarrow pi + a$ decays that will soon be tested to improved precision in NA62 and KOTO and whose amplitude is dominated by the term logarithmically dependent on the cutoff. In this paper, we critically examine the adequacy of using such a naive EFT approach to study loop processes by comparing EFT calculations with ones performed in complete QCD axion models. In DFSZ models, for example, the cutoff is found to be set by additional Higgs degrees of freedom and to therefore be much closer to the electroweak scale than to the Peccei-Quinn scale. In fact, there are non-trivial requirements on axion models where the cutoff scale of loop processes is close to the Peccei-Quinn scale, such that the naive EFT result is reproduced. This suggests that the existence of a suitable UV embedding may impose restrictions on axion EFTs. We provide an explicit construction of a model with suitable fermion couplings and find promising prospects for NA62 and IAXO.
Effective field theories have often been applied to systems with deeply inelastic reactions that produce particles with large momenta outside the domain of validity of the effective theory. The effects of the deeply inelastic reactions have been taken into account in previous work by adding local anti-Hermitian terms to the effective Hamiltonian. Here we show that when multi-particle systems are considered, an additional modification is required in equations governing the density matrix. We define an effective density matrix by tracing over the states containing high-momentum particles, and show that it satisfies a Lindblad equation, with local Lindblad operators determined by the anti-Hermitian terms in the effective Hamiltonian density.
We show that the one-loop effective action at finite temperature for a scalar field with quartic interaction has the same renormalized expression as at zero temperature if written in terms of a certain classical field $phi_c$, and if we trade free propagators at zero temperature for their finite-temperature counterparts. The result follows if we write the partition function as an integral over field eigenstates (boundary fields) of the density matrix element in the functional Schr{o}dinger field-representation, and perform a semiclassical expansion in two steps: first, we integrate around the saddle-point for fixed boundary fields, which is the classical field $phi_c$, a functional of the boundary fields; then, we perform a saddle-point integration over the boundary fields, whose correlations characterize the thermal properties of the system. This procedure provides a dimensionally-reduced effective theory for the thermal system. We calculate the two-point correlation as an example.
We analyse the relation between anomalies in their manifestly supersymmetric formulation in superspace and their formulation in Wess-Zumino (WZ) gauges. We show that there is a one-to-one correspondence between the solutions of the cohomology problem in the two formulations and that they are related by a particular choice of a superspace counterterm (scheme). Any apparent violation of $Q$-supersymmetry is due to an explicit violation by the counterterm which defines the scheme equivalent to the WZ gauge. It is therefore removable.